About Blog Contact us
Number copied,Please add WeChat to discuss in detail

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

Financial card care question

Apply for Hong Kong license No. 149,The only way to the international financial trading market

Application for Hong Kong No. 149 license can expand investment scope、Enjoy tax advantages,Need to meet company registration、500HKD 10,000 capital and complete structure and other conditions。The processing fees of professional institutions are 25% lower than those in the industry,Has served more than 500 domestic and foreign customers。
Financial card care question

Hong Kong No. 149 licensed securities firm

Hong Kong as an international financial center,To carry out financial business, you need to apply for a corresponding license from the China Securities Regulatory Commission。This article systematically analyzes the business scope of Hong Kong's nine major licenses,Including No. 1 securities trading、2Number plate futures contract trading、3Number plate leveraged foreign exchange trading, etc.,Help you understand the key information for No. 149 license application。
Financial card care question

Hong Kong License No. 149 Application Guide,Analysis of processing conditions

This article comprehensively analyzes the application requirements for Hong Kong No. 149 license、Capital requirements and CSRC assessment standards,Covers the qualifications of licensed corporations、Rules for Appointment of Responsible Person、Key details such as financial thresholds,Provide clear application guidelines for financial companies。
Financial card care question

Hong Kong No. 1, No. 4, No. 9 license application process,Processing conditions,In-depth analysis

Hong Kong 1、4、9licenses corresponding to securities transactions、Investment advice and asset management business。The application requires sufficient capital、personnel、Strict conditions such as office address,Paid-in capital is not less than HKD 5 million。You can apply through a newly registered company or directly acquire an existing licensed company,Both methods have their own advantages and disadvantages。
Financial card care question

Hong Kong Securities and Futures Commission|Agency for Hong Kong No. 1 plate|Hong Kong financial license application

Hong Kong as a global financial center,1No. license application attracts much attention。This article explains in detail the advantages of virtual bank licenses、Application process and financial technology applications,Provide professional agency services and package transfer solutions,Help enterprises expand cross-border financial business in compliance with regulations。
Financial card care question

2025Apply for Hong Kong license No. 149,Funding and team setup

Mainland private equity institutions need to hold a Type 9 license to enter the Hong Kong market,The applicant must be a Hong Kong company,Registered capital requirement is HKD 5 million or more,And need to be equipped with qualified main person in charge。
Financial card care question

Application for transfer of Hong Kong 149 financial license

Professional agency to handle the transfer of new unoperated Hong Kong 149 financial licenses,Contains big numbers 1 and 9,Provide ready-made venues、Personnel and liquidity allocation。Ten years of experience in licensing business,Customized compliance acquisition plans for enterprises,Facilitate the rapid expansion of Hong Kong’s financial market。
Financial card care question

Fees required for Hong Kong No. 149 financial license

Hong Kong No. 149 financial license application requires a registered capital of HKD 5 million、Maintain liquidity capital and other capital requirements of HKD 3 million,At the same time, it is necessary to set up an actual office address in Hong Kong and staff it with qualified responsible personnel.。License covers securities trading、futures contract、10 categories of financial services including asset management。
Financial card care question

Hong Kong No. 149 plate application process revealed

This article systematically analyzes the core conditions for Hong Kong No. 149 license plate application、Financial resource requirements and personnel qualification standards,Covers the application process、Quotation classification and successful cases,Provide comprehensive guidance to enterprises planning to conduct financial business in Hong Kong。
Financial card care question

Interpretation of Hong Kong No. 9 plate processing cases_Transfer of high-quality Hong Kong No. 149 plate

This article uses specific enterprise cases,Detailed explanation of the Hong Kong No. 9 license application process、Application conditions and current approval trends,At the same time, we introduce the transfer opportunities of ready-made No. 149 plates.,Provide practical reference for enterprises planning to deploy overseas assets。
Contact
Agent
Gold License-Compliance Consultant8:00 AM – 11:00 PM
QR
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts