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Hong Kong company annual review Hong Kong company audit Overseas company annual review

Category 1：Payments and Remittances

Hong Kong MSO License (money services) US MSB license (Payment/exchange) British AEMI Electronic Money License Singapore MAS payment license Canadian MSB license

Category 2：Securities/Investment

Hong Kong SFC 1-12 number plate Hong Kong SFC No. 9 Asset Management British FCA license (Securities/Investment) U.S. SEC RIA license Australian AFSL license

Category III：Digital Assets/VASP

Hong Kong VASP License New York State BitLicense, USA California DFAL encryption license

Category 4：Bank/Insurance/Trust

Hong Kong Trust Company License (TCPS) Hong Kong Insurance Broker License (IA) Hong Kong Bank/Virtual Banking License

Category 5：Specific products/others

Hong Kong Money Lenders License (Cai Tsai License) Hong Kong Gold and Silver Trading Center License Consultation on difficult and complicated diseases for overseas licenses

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Ongoing compliance support OFC & LPF Continuous Compliance Customized compliance documents

Compliance Consulting/Review

VASP/FinTech Compliance Mock review/regulatory inquiry

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Hongkong (HSBC/Standard Chartered/Hang Seng) Singapore (DBS/UOB/OCBC) Mainland China (company/individual)

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America (United States/Canada) Europe (UK/Switzerland)

wealth management

Family trust establishment Offshore private banking services CRS tax consulting

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience，Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements，Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system，as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT)，To meet strict regulatory compliance standards。

Areas of expertise：SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions：international investment bank、Licensed securities trading company、asset management company

Financial card care question

Hong Kong 149 license application：type、RO configuration and acquisition pitfall avoidance

There are two main ways to transfer Hong Kong No. 1469 financial license：Independent application usually takes 3-4 months，Purchasing a licensed shell company takes 6-9 months。The biggest challenge in the process is finding the right licensed RO (Responsible Officer)，And any change of major shareholders requires re-approval by the China Securities Regulatory Commission.。Hong Kong has strict regulations，Violations may result in heavy fines，including civil or criminal liability。
Financial card care question

Hong Kong No. 149 license application process and application requirements analysis

Hong Kong License No. 149 includes Securities Trading No. 1、4No. 3 investment advice and No. 9 asset management licenses。The application needs to meet the requirements of Hong Kong company registration、Licensed person in charge and other conditions，Different licenses have different difficulties and requirements.。As the China Securities Regulatory Commission tightens its approval，Professional agency services can increase success rates。
Financial card care question

Hong Kong License No. 149 Application：condition、Process and Compliance Handling Key Points

Hong Kong license No. 149 includes securities trading、Three types of regulated business: consulting and asset management，Application must meet company registration requirements、licensed responsible person、Business structure and financial conditions，This article explains the application process and key points in detail。
Financial card care question

Hong Kong License No. 149 Application：Business scope and handling points

Hong Kong as an international financial center，Carrying out financial business requires holding corresponding licenses。This article explains in detail the application requirements for No. 149 license、Application procedures and nine major license classifications of the Securities and Futures Commission of Hong Kong，covered securities、futures、Foreign exchange and other business licensing requirements。
Financial card care question

Hong Kong 149 license transfer：Usage analysis、Qualification requirements and application suggestions

Hong Kong 149 license transfer is an effective way to obtain securities qualifications，Need to meet the requirements of a licensed person in charge and pass the review of the China Securities Regulatory Commission。This article analyzes the transfer process time cycle and portfolio transfer fee structure，Covers No. 1、4Number、9Number plate matching plan and compliance points。
Financial card care question

Hong Kong No. 149 License Acquisition：Quotation logic、Differences between big and small brands and market trends

The transfer price of Hong Kong No. 149 license varies due to differences in the subject matter and license combinations.，Big names can directly hold client assets for investment，Small brands need to be managed through a custody account。Specific quotations need to be evaluated based on actual needs.。
Financial card care question

Hong Kong License No. 1 Application：RO requirements、Client Assets and Management Strategies

Hong Kong License No. 1 is the key qualification for carrying out securities trading activities，Application involves strict regulatory requirements、Talent matching and funding thresholds。This article explains the application process in detail、Difficulties and compliance points，Help investors complete license applications efficiently。
Financial card care question

Hong Kong stock research report and investment advisory cooperation：Admission requirements、Responsibility mechanisms and business opportunities

After the implementation of the "Interim Provisions" of the China Securities Regulatory Commission，The value of Hong Kong license No. 149 has increased significantly。New regulations clarify Hong Kong stock research reports and investment advisory business models，Put forward higher requirements for the qualifications of licensed institutions，Provide a legal framework for cooperation between securities fund institutions in the two places。
Financial card care question

Hong Kong License No. 1：Business scope、Capital requirements and application conditions

Hong Kong No. 1 license is the core qualification for securities trading，Allow licensed institutions to offer shares、bonds、Fund and other brokerage services。Applications are subject to different capital requirements depending on the applicant type，And equipped with more than 2 company executives。Understanding the application requirements and procedures is crucial to successful application。
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Hong Kong and Chinese team · Senior financial compliance experts