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Hong Kong financial license transfer:Resource overview、Market Dynamics and Acquisition Practices

Financial card care question

港信通长期深耕香港金融牌照申请、acquisition、转让及后续合规管理服务对香港金融牌照的经营要求监管规则及实务操作具备成熟经验针对有意快速布局香港金融业务的企业我们可结合牌照类型业务方向监管要求及后续运营安排提供一个或多个可执行的收购方案

Hong Kong financial license transferResource overview

目前可对接的香港金融牌照资源为全新状态尚未开展经营。in,No. 1 plateandNumber nine均属于香港市场中关注度较高的核心牌照类型相关牌照资源目前处于维护中,site、personnel、流动资金等配套条件均已具备适合有合规展业需求的企业进一步了解及评估

如企业希望通过收购方式缩短牌照获取周期快速搭建香港金融业务架构可与港信通进一步沟通具体牌照状态交易条件监管衔接及后续维护安排

香港金融牌照市场动态参考

Hong Kong as an international financial center,金融牌照持续受到内地及跨境企业关注。Recently,携程金融获得两张中国香港地区金融牌照为其海外业务拓展提供进一步支撑并完善金融服务闭环。According to reports,携程金融信息(香港)和携程金融支付(香港)于今年5月相继获得香港地区的“金钱服务经营者牌照”和“moneylenders license”。

59th of the month,《中国经营报》记者从香港金融管理局(以下简称“金管局”)官网了解到蚂蚁商家服务(香港)(以下简称“蚂蚁商家服务(香港)”)、Yifeng、洞见金融科技(以下简称“洞见金融科技”)平安壹账通(以下简称“平安壹账通银行”)已获得银行牌照以经营虚拟银行相关牌照于5月9日生效

According to the business plan of the licensed bank,其服务预期可于约6至9个月内正式推出这也反映出香港金融监管体系在合规前提下持续支持金融科技、Cross-border payment、虚拟银行及多元金融服务发展

香港金融牌照收购与办理建议

香港金融牌照收购并非单纯的股权交易还涉及监管合规审查业务计划匹配、Personnel qualifications、Funding arrangements、site conditions、持续合规维护及后续展业管理等关键环节企业在推进前,Check the license status、历史经营情况、regulatory records、Company structure、实际控制人安排及交易后的运营可持续性

港信通可围绕香港金融牌照代理注册及申请服务为企业提供牌照资源筛选、due diligence、交易架构设计、Compliance document preparation、监管沟通及后续维护支持协助企业以更稳健的方式完成香港金融业务布局

相关产品包括Agent for Hong Kong financial license、Register for a Hong Kong financial license、Apply for a Hong Kong financial license。


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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Hong Kong and Chinese team · Senior financial compliance experts