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Global financial compliance talent pool (License/Risk Control/RO)

Hong Kong Xintong provides compliance job search and candidate matching support for financial and cross-border service companies,and assist employees in understanding job responsibilities。Candidacy、Employment decisions and regulatory approvals are made by the enterprise、Candidates and authorities make independent judgments。

To:License application company

Can't find a licensee who meets regulatory requirements, causing the license to get stuck?

  • Preliminarily check the candidate's verifiable supervisory and employment background according to job requirements
  • Coordinate recruitment plans with license application timelines
  • Identify nominal risks,Check executives’ actual responsibilities、Time investment and ability to perform duties
  • Assist in planning personnel changes、Handover and continuity plan

To:Compliance and Licensed Elites

Looking for full time、Consultancy or other legally compliant career development opportunities?

  • Targeted search for candidates based on job responsibilities and supervisory requirements
  • Check the employer's public information and job requirements within the scope of authorization
  • Assist both parties to confirm salary、Responsibilities and work arrangements
  • Disclose candidate information based on written authorization and necessary scope
Logo Compliance talent docking service

Global Compliance Talent Recruitment Hall

The following are examples of common responsibilities for compliance positions:,Do not represent uniform minimum conditions across regulatory agencies。Actual vacancies、Qualifications and work arrangements shall be subject to the company's written job description and the requirements of the competent authority.。Job standards can be found here:Hong Kong Securities and Futures Commission "Competency Guidelines" (October 2024)Hong Kong Customs and Excise Department Guidelines for Money Service OperatorsFinCEN’s MSB Registration RequirementsandNew York State DFS Virtual Currency Business Licensing Instructions

Talent matching service principles

“Businesses should provide a real business plan、Job responsibilities、Reporting relationships and compensation arrangements,and verify the candidates’ qualifications themselves、Integrity record and ability to perform duties。”
Enterprise side Position and Candidate Verification Principles
“Candidates should understand the employer’s business、Supervisory responsibilities and practical work arrangements,and confirm the scope of use before authorizing the disclosure of personal information.。Any licensed or statutory duties must be performed substantially。”
Talent side Performance and Privacy Principles

Bilateral FAQs (FAQ)

enterprise Looking for compliance talents on your behalf,How are fees charged?

Fees depend on job level、target jurisdiction、Search scope and service content。The scope of services will be explained in writing before commencing、Billing method、Payment nodes and exclusions。

Talent After I submit my resume,Will the current boss know?

Candidate information will be used in accordance with written authorization and necessary scope。Disclosure of identity to specific businesses、Current employer or complete resume,The candidate’s consent should be obtained first;Except where disclosure is required by law or regulation。

enterprise Regulatory agencies have higher requirements for executive backgrounds,How are candidates evaluated?

Resumes can be checked against suitability or job requirements in the target jurisdiction、Licensing record、work experience、Terms of Reference and Disclosure of Negative Information,But this is only a preliminary screening,Not equivalent to regulatory approval。The final decision is made independently by the competent authority。

Talent If I join a newly established institution as a licensee,Will you provide early compliance guidance?

Can assist companies and candidates in sorting out job responsibilities within the agreed service scope、business plan、Compliance system and handover matters。legal advice、Responsibility for employment decisions and supervision remains with the appropriate professionals and parties。

enterprise If during the license application period,What should I do if the RO I matched with suddenly leaves my job?

The application should first be evaluated by the enterprise、Impact on ongoing compliance and business operations,and handle notifications in accordance with contractual and regulatory requirements、Handover and replacement arrangements。Whether to re-search and related costs,Subject to the written service agreement between both parties.。

Talent Can I apply for part-time or consulting positions?

Only where permitted by applicable legal and regulatory requirements、When the employer has a real need and the candidate can actually perform the duties,Only then can you consider part-time or consultant arrangements。Hong Kong Xintong does not provide affiliation、Appointment in name or arrangement to avoid permanent residence and duty performance requirements。

enterprise Our project is very urgent,How long does it take to find a suitable executive and submit an application?

Search time depends on job scarcity、jurisdiction、language、Qualifications and Candidate Desire。Estimated arrangements can be given after completing the job evaluation,There is no commitment to a fixed match time or regulatory submission date.。

Talent Salary settlement and labor agreement,Should I sign with HKIT or directly with my employer?

An employment or consultancy agreement is usually confirmed and signed directly between the candidate and the employer,Remuneration and legal responsibilities are agreed upon by both parties。Hong Kong Xintong can assist in sorting out commercial terms within the scope of services;When legal advice is required, a qualified professional should be consulted。

Transparent talent matching process

Define from position、Screening of candidates to confirmation by both parties,By target jurisdiction、Real business needs and actual work arrangements are promoted。

Submit requirements / Resume

Please fill in the form below。After receiving the information, we will create a file according to the necessary scope,And confirm the position or search needs with you;Response time is subject to actual work arrangements。

Contact
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Gold License-Compliance Consultant8:00 AM – 11:00 PM
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13417046218
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Hong Kong and Chinese team · Senior financial compliance experts