SFC 1, 4, 9 Number plate responsible person (RO)
Full time/ConsultantAsset management agency
- Existing SFC 1/4/9 Records of licensed or responsible persons can be used as screening information;The actual scope of approval and license conditions must be checked item by item。
- Have more than 5 years of experience in securities and futures business management。
- Ability to independently acquire new customers and manage assets(AUM)。
- Familiar with Bloomberg and Morningstar systems。
- Have fluent listening, speaking, reading and writing skills in Chinese and English。
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SFC 4、9License plate RO (work arrangements are in accordance with regulatory requirements)
Work arrangements are based on regulatory requirementsAsset management agency
- Eligible to become an SFC 4、9Basic conditions for license plate RO。
- Have at least 3 years of relevant experience in licensed business。
- Assist in developing Business Plan and Compliance Manual。
- Proficient in using WINGS system for reporting。
- Bachelor degree or above,Finance or legal related majors。
Submit resume online
SFC 1, 2, 4, 5 Number plate RO
full timefinancial services institution
- Existing SFC 1/2/4/5 Records of licensed or responsible persons can be used as screening information;The actual scope of approval and license conditions must be checked item by item。
- At least 3 years of frontline trading and operations management experience。
- SFC(SFC)main communication point of contact。
- Improve internal control system and compliance review。
- Possess strong professional ethics and team management skills。
Submit resume online
Hong Kong MSO Anti-Money Laundering Officer (MLRO)
full timeCross-border payment institution
- Professional certifications such as ACAMS can be used as employer filters,However, it cannot replace the customs’ assessment of suitable candidates and actual performance of duties.。
- Have more than 3 years of AML experience in payment or remittance institutions。
- Establish internal suspicious transaction identification and reporting procedures,and submit STRs to the Joint Financial Intelligence Unit (JFIU) where applicable。
- Be familiar with local anti-money laundering regulations(AMLO)。
- Disclosure and assessment of criminal offenses in accordance with Customs and Excise’s fit and proper criteria、Bankruptcy、Supervisory discipline, integrity and other related matters。
Submit resume online
US MSB Compliance Leader
Full time/ConsultantCross-border payment company
- Familiarity with FinCEN MSB registration under the Bank Secrecy Act、AML Plan、Reporting and recordkeeping requirements。
- Have more than 3 years of cross-border payment/foreign exchange review experience。
- Organization prepares AML policy,and coordinate independent reviews as required by applicable。
- Applicants with legal working status in the United States are preferred。
- Able to draft legal and review policies in English。
Submit resume online
NY BitLicense AML Director
Full-time residentDigital asset service agency
- 7+ years of traditional financial or crypto compliance experience。
- Professional certifications such as CAMS can be used as employer filters;Written job description and applicable regulatory requirements determine whether this is necessary。
- to NYDFS (New York State Department of Financial Services) Practical experience in supervision。
- Responsible for a complete set of transaction monitoring systems(TMS)landing。
- Based in New York,Report directly to the Board of Directors。
Submit resume online
MAS MPI Payment License CEO
Full-time residentInternational payment giant
- Must be a Singapore Citizen(Citizen)or permanent resident(PR)。
- Have more than 10 years of experience as a senior executive in a licensed financial institution。
- Fully responsible for the implementation of MPI license in Singapore。
- Master the MAS Payment Services Act(PSA)。
- Possess strong political and business relations and regulatory agency coordination capabilities。
Submit resume online
MAS CMS Resident Compliance Director
Full time/ConsultantAsset management agency
- Singapore citizen or PR status。
- 5More than 10 years of experience in capital markets or wealth management。
- Serve as statutory independent director,Cooperate with MAS review requirements。
- Provide annual compliance advice and corporate governance support。
- Good personal credit record,No adverse litigation。
Submit resume online
FCA AEMI Electronic Money Compliance Officer
full timeLondon or remotely
- 5Electronic money or payment institution over 10 years old(EMI)work experience。
- Deep understanding of the UK FCA regulatory system and funding requirements。
- Independently complete FCA’s regular data declarations。
- Have legal permission to reside and work in the UK。
- Good at writing risk control policies and audit frameworks in English。
Submit resume online
VARA Virtual Asset Compliance Director
Full-time residentdigital asset exchange
- 5More than 10 years of compliance management experience,Contains at least 2 years in the Crypto field。
- Proficient in Dubai VARA virtual asset regulations。
- Experience communicating with financial regulators in the Middle East。
- Lead the establishment of the compliance team of local licensed entities。
- Willing to stay in Dubai for a long time(Dubai)Work。
Submit resume online
TCSP Trustee Compliance Director
full timeFamily Office/Trust
- Have owned a trust or secretarial company for more than 5 years(TCPS)Experience。
- Responsible for daily statutory anti-money laundering review and customer due diligence(CDD)。
- Be familiar with the latest compliance guidelines from the Hong Kong Companies Registry。
- Can independently connect with the compliant account opening process of high net worth customers。
- Have good team training and internal audit capabilities。
Submit resume online
VASP virtual asset manager
full timeCrypto trading platform
- At least 5 years of combined compliance experience in traditional finance and digital assets。
- Priority will be given to those with SFC-approved No. 1/No. 7 plate management experience。
- In-depth understanding of Hong Kong’s VASP licensing system and hot and cold wallet risk control。
- Responsible for daily compliance operations of the platform and review by regulatory agencies。
- Possess excellent cross-departmental project coordination capabilities。
Submit resume online
Canada MSB Compliance Leader
Full time/ConsultantRemittance and payment companies
- Canadian citizen or permanent resident。
- 3Years and above of local MSB/remittance agency compliance experience。
- As a statutory anti-money laundering reporter,Respond to FINTRAC inquiries。
- Regularly update risk control policies and issue audit reports every year。
- No bad financial and tax records。
Submit resume online
SEC RIA Chief Compliance Officer (CCO)
Full time/part timeRegistered investment advisory firm
- Familiar with the U.S. Investment Advisers Act and SEC regulatory standards。
- 5More than 10 years of U.S. wealth management or asset management compliance experience。
- Responsible for leading the annual update and compliance review of Form ADV。
- Hold relevant securities business license(Such as Series 65)priority。
- Live in the United States,Support remote office docking。
Submit resume online
FINMA Financial Compliance Executive
Part-time/Residentfamily office
- Familiarity with the Swiss Financial Market Supervisory Authority(FINMA)regulations。
- 5More than 10 years of Swiss asset management or private banking AML/KYC experience。
- Assist institutions in applying for and maintaining VQF membership。
- Proficient in either English or German/French。
- Ability to independently write compliance audit opinions。
Submit resume online
EMI/VASP Anti-Money Laundering Expert
Full time/outsourcedEuropean payment gateway
- Hold EU-recognized AML qualification certification。
- 3More than 10 years of experience in regulatory interface with the Bank of Lithuania or FCIS。
- Proficient in compliance data reporting for cryptocurrency and fiat currency transactions。
- Familiarity with European GDPR data privacy law。
- Ability to respond quickly to urgent suspicious transaction reviews。
Submit resume online
Australian AML/CTF Compliance Leader
Full time/ConsultantDigital currency exchange company
- Must be an Australian citizen or hold an Australian permanent residence visa。
- 5AML/CTF over 10 years (Counter-terrorism financing) Practical experience。
- Responsible for the preparation and submission of the AUSTRAC annual compliance report。
- Have a clear understanding of Australia’s local digital currency regulation。
- Keep your financial background clean。
Submit resume online
AFSL Responsible Manager (RM)
full timeAustralian local brokerage
- RM qualifications and industry experience that meet ASIC requirements。
- 5More than 10 years of Australian licensed brokerage or foreign exchange platform management experience。
- Full-time responsible for the compliance management and control of specific financial products of the company。
- Participate in the Australian customer dispute resolution mechanism(AFCA)deal with。
- Excellent business coaching and compliance execution capabilities。
Submit resume online
Insurance Regulatory Bureau (IA) Business representatives and supervisors
full timeinsurance brokerage
- Familiar with Hong Kong Insurance Ordinances(IO)and regulatory developments。
- With the Insurance Regulatory Bureau(IA)Required licensing qualifications and CPD credits。
- 5More than 10 years of experience in high-end policy sales and brokerage team management。
- Responsible for overseeing frontline business compliance,Prevent misleading sales。
- Applicants with stable high net worth client resources will be given priority。
Submit resume online
Independent director of offshore funds (iNED)
project systemoverseas hedge funds
- Professional independent directors registered with Cayman CIMA or BVI。
- 10Offshore fund legal affairs for more than 10 years、Audit or executive experience。
- Provide corporate governance support for private equity funds established overseas。
- Independently review and approve fund audit reports and compliance resolutions。
- Provide efficient meeting and document signing cooperation across time zones。
Submit resume online
FSP license local resident director
Full time/ConsultantForeign exchange service company
- Must be a New Zealand citizen or permanent resident。
- Have an absolutely clean personal credit and financial background。
- Act as the legal local representative of FSP registered companies。
- Cooperate with FMA (Financial Markets Authority) Daily document inquiries。
- Familiar with basic company administrative operation requirements。
Submit resume online
VFSC Compliance Representative and Local Director
part timeoffshore financial institutions
- Familiarize yourself with the Vanuatu Financial Services Commission(VFSC)regulations。
- 3More than 10 years of experience in offshore finance and foreign exchange industry。
- Assist licensed institutions with local annual filings。
- Supervise enterprises to meet local economic substance laws(ESA)。
- Provide good written communication skills in English。
Submit resume online