SFC 1, 4, 9 Number plate responsible person (RO)
Full-time/part-time jobWell-known asset management funds
- Currently SFC 1/4/9 No. unconditionally responsible person。
- Have more than 5 years of experience in securities and futures business management。
- Ability to independently acquire new customers and manage assets(AUM)。
- Familiar with Bloomberg and Morningstar systems。
- Have fluent listening, speaking, reading and writing skills in Chinese and English。
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SFC 4, 9 Number plate RO (part time)
Part time/remoteNew asset management company established
- Eligible to become an SFC 4、9Basic conditions for license plate RO。
- Have at least 3 years of relevant experience in licensed business。
- Assist in developing Business Plan and Compliance Manual。
- Proficient in using WINGS system for reporting。
- Bachelor degree or above,Finance or legal related majors。
Submit resume online
SFC 1, 2, 4, 5 Number plate RO
full timeInternational Financial Group
- Current SFC 1, 2, 4, 5 No. unconditionally responsible person。
- At least 3 years of frontline trading and operations management experience。
- SFC(SFC)main communication point of contact。
- Improve internal control system and compliance review。
- Possess strong professional ethics and team management skills。
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Hong Kong MSO Anti-Money Laundering Officer (MLRO)
full timeCross-border payment institution
- Hold ACAMS or equivalent anti-money laundering qualifications。
- Have more than 3 years of AML experience in payment or remittance institutions。
- Responsible for reporting suspicious transactions to Hong Kong Customs(STR)。
- Be familiar with local anti-money laundering regulations(AMLO)。
- No negative criminal or bankruptcy record。
Submit resume online
FinCEN MSB Part Time Compliance Officer
Part time/remoteGoing overseas Web3 platform
- Familiar with the US FinCEN Registration and Compliance Act。
- Have more than 3 years of cross-border payment/foreign exchange review experience。
- Provide independent compliance audits and prepare compliance manuals。
- Applicants with legal working status in the United States are preferred。
- Able to draft legal and review policies in English。
Submit resume online
NY BitLicense AML Director
Full-time residentLarge crypto agencies
- 7+ years of traditional financial or crypto compliance experience。
- Must hold CAMS certification。
- to NYDFS (New York State Department of Financial Services) Practical experience in supervision。
- Responsible for a complete set of transaction monitoring systems(TMS)landing。
- Based in New York,Report directly to the Board of Directors。
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MAS MPI Payment License CEO
Full-time residentInternational payment giant
- Must be a Singapore Citizen(Citizen)or permanent resident(PR)。
- Have more than 10 years of experience as a senior executive in a licensed financial institution。
- Fully responsible for the implementation of MPI license in Singapore。
- Master the MAS Payment Services Act(PSA)。
- Possess strong political and business relations and regulatory agency coordination capabilities。
Submit resume online
MAS CMS Resident Compliance Director
Part-time jobIndependent asset management company
- Singapore citizen or PR status。
- 5More than 10 years of experience in capital markets or wealth management。
- Serve as statutory independent director,Cooperate with MAS review requirements。
- Provide annual compliance advice and corporate governance support。
- Good personal credit record,No adverse litigation。
Submit resume online
FCA AEMI Electronic Money Compliance Officer
full timeLondon or remotely
- 5Electronic money or payment institution over 10 years old(EMI)work experience。
- Deep understanding of the UK FCA regulatory system and funding requirements。
- Independently complete FCA’s regular data declarations。
- Have legal permission to reside and work in the UK。
- Good at writing risk control policies and audit frameworks in English。
Submit resume online
VARA Virtual Asset Compliance Director
Full-time residentdigital asset exchange
- 5More than 10 years of compliance management experience,Contains at least 2 years in the Crypto field。
- Proficient in Dubai VARA virtual asset regulations。
- Experience communicating with financial regulators in the Middle East。
- Lead the establishment of the compliance team of local licensed entities。
- Willing to stay in Dubai for a long time(Dubai)Work。
Submit resume online
TCSP Trustee Compliance Director
full timeFamily Office/Trust
- Have owned a trust or secretarial company for more than 5 years(TCPS)Experience。
- Responsible for daily statutory anti-money laundering review and customer due diligence(CDD)。
- Be familiar with the latest compliance guidelines from the Hong Kong Companies Registry。
- Can independently connect with the compliant account opening process of high net worth customers。
- Have good team training and internal audit capabilities。
Submit resume online
VASP virtual asset manager
full timeCrypto trading platform
- At least 5 years of combined compliance experience in traditional finance and digital assets。
- Priority will be given to those with SFC-approved No. 1/No. 7 plate management experience。
- In-depth understanding of Hong Kong’s VASP licensing system and hot and cold wallet risk control。
- Responsible for daily compliance operations of the platform and review by regulatory agencies。
- Possess excellent cross-departmental project coordination capabilities。
Submit resume online
FINTRAC MSB Temporary Compliance Officer
part timeLicensed money transfer agency
- Canadian citizen or permanent resident。
- 3Years and above of local MSB/remittance agency compliance experience。
- As a statutory anti-money laundering reporter,Respond to FINTRAC inquiries。
- Regularly update risk control policies and issue audit reports every year。
- No bad financial and tax records。
Submit resume online
SEC RIA Chief Compliance Officer (CCO)
Full time/part timeRegistered investment advisory firm
- Familiar with the U.S. Investment Advisers Act and SEC regulatory standards。
- 5More than 10 years of U.S. wealth management or asset management compliance experience。
- Responsible for leading the annual update and compliance review of Form ADV。
- Hold relevant securities business license(Such as Series 65)priority。
- Live in the United States,Support remote office docking。
Submit resume online
FINMA Financial Compliance Executive
Part-time/Residentfamily office
- Familiarity with the Swiss Financial Market Supervisory Authority(FINMA)regulations。
- 5More than 10 years of Swiss asset management or private banking AML/KYC experience。
- Assist institutions in applying for and maintaining VQF membership。
- Proficient in either English or German/French。
- Ability to independently write compliance audit opinions。
Submit resume online
EMI/VASP Anti-Money Laundering Expert
Full time/outsourcedEuropean payment gateway
- Hold EU-recognized AML qualification certification。
- 3More than 10 years of experience in regulatory interface with the Bank of Lithuania or FCIS。
- Proficient in compliance data reporting for cryptocurrency and fiat currency transactions。
- Familiarity with European GDPR data privacy law。
- Ability to respond quickly to urgent suspicious transaction reviews。
Submit resume online
AUSTRAC Temporary Anti-Money Laundering Officer
part timeDigital asset exchanger
- Must be an Australian citizen or hold an Australian permanent residence visa。
- 5AML/CTF over 10 years (Counter-terrorism financing) Practical experience。
- Responsible for the preparation and submission of the AUSTRAC annual compliance report。
- Have a clear understanding of Australia’s local digital currency regulation。
- Keep your financial background clean。
Submit resume online
AFSL Responsible Manager (RM)
full timeAustralian local brokerage
- RM qualifications and industry experience that meet ASIC requirements。
- 5More than 10 years of Australian licensed brokerage or foreign exchange platform management experience。
- Full-time responsible for the compliance management and control of specific financial products of the company。
- Participate in the Australian customer dispute resolution mechanism(AFCA)deal with。
- Excellent business coaching and compliance execution capabilities。
Submit resume online
Insurance Regulatory Bureau (IA) Business representatives and supervisors
full timeLarge insurance brokerage company
- Familiar with Hong Kong Insurance Ordinances(IO)and regulatory developments。
- With the Insurance Regulatory Bureau(IA)Required licensing qualifications and CPD credits。
- 5More than 10 years of experience in high-end policy sales and brokerage team management。
- Responsible for overseeing frontline business compliance,Prevent misleading sales。
- Applicants with stable high net worth client resources will be given priority。
Submit resume online
Independent director of offshore funds (iNED)
project systemoverseas hedge funds
- Professional independent directors registered with Cayman CIMA or BVI。
- 10Offshore fund legal affairs for more than 10 years、Audit or executive experience。
- Provide corporate governance support for private equity funds established overseas。
- Independently review and approve fund audit reports and compliance resolutions。
- Provide efficient meeting and document signing cooperation across time zones。
Submit resume online
FSP license local resident director
Part-time jobOverseas licensed foreign exchange dealer
- Must be a New Zealand citizen or permanent resident。
- Have an absolutely clean personal credit and financial background。
- Act as the legal local representative of FSP registered companies。
- Cooperate with FMA (Financial Markets Authority) Daily document inquiries。
- Familiar with basic company administrative operation requirements。
Submit resume online
VFSC Compliance Representative and Local Director
part timeoffshore financial institutions
- Familiarize yourself with the Vanuatu Financial Services Commission(VFSC)regulations。
- 3More than 10 years of experience in offshore finance and foreign exchange industry。
- Assist licensed institutions with local annual filings。
- Supervise enterprises to meet local economic substance laws(ESA)。
- Provide good written communication skills in English。
Submit resume online