Service positioning：Turn "passive response" into "verifiable compliance"
Frequently asked questions (Hong Kong MSO/cross-border payment perspective)
how we do it：Mock review methodology and deliverables
Key points for responding to regulatory inquiries：High-frequency “thunder spots” and improvement directions
Timetable and collaboration methods
Cost range (Hong Kong MSO reference matrix)
FAQ：The issues that companies are most concerned about
模拟审查与监管问询准备
模拟审查与监管问询准备
模拟审查与监管问询准备
模拟审查应按照真实监管检查方式，以样本、原始记录、系统日志和责任人访谈验证制度是否实际执行，而不是只检查政策文件是否存在。
- 先定义检查期间、Business scope、法规依据、样本数量和证据标准。
- 抽查客户尽调、Transaction monitoring、sanctions、complaint、training、监管报告和管理层复核记录。
- 对发现事项记录事实、root cause、risk、Responsible person、整改期限和复测结果。
- 统一书面答复、附件索引、数据口径和监管沟通记录，avoid inconsistency。
Official verification：FATF recommendations。Application conditions、cost、Time limits and continuing obligations are subject to the latest rules and case facts at the time of filing by the competent authority.。
