Overseas company registration

Register a Hong Kong company Register an offshore company Register a US company Register a Singapore company Register a Cayman Company Register a BVI company

Company maintenance

Hong Kong company annual review Hong Kong company audit Overseas company annual review

Category 1：Payments and Remittances

Hong Kong MSO License (money services) US MSB license (Payment/exchange) British AEMI Electronic Money License Singapore MAS payment license Canadian MSB license

Category 2：Securities/Investment

Hong Kong SFC 1-12 number plate Hong Kong SFC No. 9 Asset Management British FCA license (Securities/Investment) U.S. SEC RIA license Australian AFSL license

Category III：Digital Assets/VASP

Hong Kong VASP License New York State BitLicense, USA California DFAL encryption license

Category 4：Bank/Insurance/Trust

Hong Kong Trust Company License (TCPS) Hong Kong Insurance Broker License (IA) Hong Kong Bank/Virtual Banking License

Category 5：Specific products/others

Hong Kong Money Lenders License (Cai Tsai License) Hong Kong Gold and Silver Trading Center License Consultation on difficult and complicated diseases for overseas licenses

Continuous Compliance

Ongoing compliance support OFC & LPF Continuous Compliance Customized compliance documents

Compliance Consulting/Review

VASP/FinTech Compliance Mock review/regulatory inquiry

Asian bank account opening

Hongkong (HSBC/Standard Chartered/Hang Seng) Singapore (DBS/UOB/OCBC) Mainland China (company/individual)

International bank account opening

America (United States/Canada) Europe (UK/Switzerland)

wealth management

Family trust establishment Offshore private banking services CRS tax consulting

Immigration/Identity Planning

Hong Kong talents/experts Singapore Investment Immigration
Company Profile Compliance talents
Blog Contact us

Dedicated consultant support

HK/Whatsapp: 852 9186 3288 Mail: info@gxt-hk.com
Number copied，Please add WeChat to discuss in detail

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience，Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements，Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system，as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT)，To meet strict regulatory compliance standards。

Areas of expertise：SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions：international investment bank、Licensed securities trading company、asset management company

Hong Kong Type 9 License Application Guide

Hong Kong license plates No. 1 to 9：Core functions and application considerations

Hong Kong financial licenses No. 1-9 are divided into securities trading、9 categories including investment consulting and asset management，Each type of license has different functions。1The number plate can be used for securities trading，4Provide investment advice，9Number Plate Management Portfolio。Understanding license application conditions and combination usage strategies is crucial to conducting financial business。
Hong Kong No. 1 license application process

Hong Kong License No. 1 Application：Process conditions and compliance points

It is difficult to apply for Hong Kong’s No. 1 financial license (securities license)，As of September last year, only 1,093 institutions held it。The agency process requires preparing materials that comply with the Securities and Futures Ordinance and submitting them to the Securities Regulatory Commission，The company must be registered in Hong Kong，Qualified risk management systems and licensed personnel are required。
香港证监会季度报告办理指南

Hong Kong Securities and Futures Commission Quarterly Report：Licensed growth、Regulatory reform and enforcement priorities

Hong Kong Securities and Futures Commission’s latest quarterly report shows the number of licensed institutions hits a new high，Regulatory focus includes reform of listing decision-making structure、Improved asset management transparency and accountability mechanism for core functional managers。This article systematically analyzes the legal compliance points and regulatory trends involved in the transfer of No. 149 plates.。
Hong Kong No. 9 license application process、Core requirements and application features

Hong Kong No. 9 license application process、Core Requirements and Application Considerations

Hong Kong License No. 9 is a necessary qualification for carrying out asset management services，It can be obtained through new application or acquisition of existing licensed companies.。The processing needs to meet the company structure、Personnel qualifications and funding requirements，High value and strict application threshold。
Hong Kong No. 1 plate acquisition：capital threshold、Responsible Personnel and Continuous Compliance Requirements | Hong Kong Xintong Financial Compliance Services

Hong Kong No. 1 plate acquisition：capital threshold、Responsible Personnel and Ongoing Compliance Requirements

Hong Kong No. 1 license is divided into two categories: large and small according to the scope of the business.，Significant difference between purchase price and capital requirements。Small No. 1 license only requires HK$500,000 in working capital，Suitable for brokerage introduction business；Big No. 1 license requires HK$5 million in capital，Suitable for securities financing business。China Securities Regulatory Commission assesses the qualifications of covered entities、financial situation and other factors，After the transfer, the company must continue to fulfill its compliance responsibilities under the Securities and Futures Ordinance。
Hong Kong No. 149 license application process

Hong Kong License No. 149：Business scope、Capital requirements and procedures

Hong Kong license No. 149 is a key qualification for carrying out specific financial businesses，This article comprehensively analyzes its core uses、The capital threshold of HKD 5 million in the application conditions，And the complete process of legal transfer，Compare No. 1 at the same time、4Number、9Functional differences of license plates。
Hong Kong No. 149 license application process

Hong Kong Financial License No. 149：Analysis of application requirements and processing procedures

Hong Kong financial licenses No. 1-9 each have different business scopes，Application must meet company registration requirements、financial strength、Personnel assessment and other requirements。Understand the specific functions and application procedures of various licenses，Essential for planning cross-border financial business。
Hong Kong No. 149 license application process

Hong Kong No. 149 license application process、Application requirements and access paths

Application for Hong Kong No. 149 license requires a paid-in capital of HKD 5 million.、Actual office address and 2 licensees and other conditions。This article explains in detail the application thresholds、Audit standards，And compare the differences between new applications and acquisition of existing licenses，Help enterprises conduct securities transactions in compliance with regulations、Investment advice and asset management business。
Hong Kong 149 License Transfer Guide

Hong Kong No. 149 license application conditions、Business Scope and Transfer Practice

Hong Kong License No. 149 includes Securities Trading No. 1、4No. Securities Consulting、9No. Asset Management License。Application requires a registered capital of HK$10 million、Hong Kong field office、Professional qualifications and other conditions，The review period is about 6 months。Existing license transfer opportunities available。
Hong Kong License No. 1 Application：Requirements from the person in charge、资本配置与流程要点｜港信通金融合规服务

Hong Kong License No. 1 Application：Requirements from the person in charge、Capital Allocation and Process Key Points

Hong Kong License No. 1 is a securities trading license，Application requires two licensed persons in charge、50010,000 Hong Kong dollars registered capital and other conditions。The process includes submitting a company contract、Proof of source of funds and other materials，You can start business after getting approval from the China Securities Regulatory Commission。
Contact
Agent
Gold License-Compliance Consultant8:00 AM – 11:00 PM
QR
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts