Overseas company registration

Register a Hong Kong company Register an offshore company Register a US company Register a Singapore company Register a Cayman Company Register a BVI company

Company maintenance

Hong Kong company annual review Hong Kong company audit Overseas company annual review

Category 1：Payments and Remittances

Hong Kong MSO License (money services) US MSB license (Payment/exchange) British AEMI Electronic Money License Singapore MAS payment license Canadian MSB license

Category 2：Securities/Investment

Hong Kong SFC 1-12 number plate Hong Kong SFC No. 9 Asset Management British FCA license (Securities/Investment) U.S. SEC RIA license Australian AFSL license

Category III：Digital Assets/VASP

Hong Kong VASP License New York State BitLicense, USA California DFAL encryption license

Category 4：Bank/Insurance/Trust

Hong Kong Trust Company License (TCPS) Hong Kong Insurance Broker License (IA) Hong Kong Bank/Virtual Banking License

Category 5：Specific products/others

Hong Kong Money Lenders License (Cai Tsai License) Hong Kong Gold and Silver Trading Center License Consultation on difficult and complicated diseases for overseas licenses

Continuous Compliance

Ongoing compliance support OFC & LPF Continuous Compliance Customized compliance documents

Compliance Consulting/Review

VASP/FinTech Compliance Mock review/regulatory inquiry

Asian bank account opening

Hongkong (HSBC/Standard Chartered/Hang Seng) Singapore (DBS/UOB/OCBC) Mainland China (company/individual)

International bank account opening

America (United States/Canada) Europe (UK/Switzerland)

wealth management

Family trust establishment Offshore private banking services CRS tax consulting

Immigration/Identity Planning

Hong Kong talents/experts Singapore Investment Immigration
About Blog Contact us

Dedicated consultant support

HK/Whatsapp: 852 9186 3288 Mail: info@gxt-hk.com
Number copied，Please add WeChat to discuss in detail

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience，Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements，Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system，as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT)，To meet strict regulatory compliance standards。

Areas of expertise：SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions：international investment bank、Licensed securities trading company、asset management company

Financial card care question

What are the business scopes of Hong Kong licenses No. 1 to 9?

Hong Kong financial licenses No. 1-9 each have different business scopes，Application must meet company registration requirements、financial strength、Personnel assessment and other requirements。Understand the specific functions and application procedures of various licenses，Essential for planning cross-border financial business。
Financial card care question

Disclosure of conditions for becoming a Hong Kong No. 149 license holder，BATJ big names all applied

Application for Hong Kong No. 149 license requires a paid-in capital of HKD 5 million.、Actual office address and 2 licensees and other conditions。This article explains in detail the application thresholds、Audit standards，And compare the differences between new applications and acquisition of existing licenses，Help enterprises conduct securities transactions in compliance with regulations、Investment advice and asset management business。
Financial card care question

Hong Kong No. 149 license ready for transfer - application process conditions

Hong Kong License No. 149 includes Securities Trading No. 1、4No. Securities Consulting、9No. Asset Management License。Application requires a registered capital of HK$10 million、Hong Kong field office、Professional qualifications and other conditions，The review period is about 6 months。Existing license transfer opportunities available。
Financial card care question

Hong Kong No. 1 license application conditions and procedures_Hong Kong Securities Trading License

Hong Kong License No. 1 is a securities trading license，Application requires two licensed persons in charge、50010,000 Hong Kong dollars registered capital and other conditions。The process includes submitting a company contract、Proof of source of funds and other materials，You can start business after getting approval from the China Securities Regulatory Commission。
Financial card care question

Apply for Hong Kong License No. 149，Process details

Hong Kong license No. 149 includes Type 1 securities trading、4Class three securities consulting and class 9 asset management licenses，This article explains in detail the application requirements for various types of licenses、Process and frequently asked questions，A one-stop guide for mainland investors。
Financial card care question

Hong Kong No. 149 license application purpose，Apply for Hong Kong financial license

Hong Kong License No. 149 is one of the regulated securities dealer licenses，Processing needs to meet the requirements for the establishment of a licensed corporation、Funding threshold、Requirements for person in charge’s qualifications，And need to pass the strict review of the Hong Kong Securities Regulatory Commission。
Financial card care question

What is the function of Hong Kong 149? How much does it cost to apply for Hong Kong No. 149 plate?

Hong Kong license number 149 is an important qualification in the international investment market，This article systematically analyzes its transfer process、Cost structure and responsible person requirements，And provide ready-made license resources and professional acquisition solutions。
Financial card care question

Hong Kong No. 149 plate processing，Market Dynamic Analysis

Hong Kong No. 149 license plate processing continues to grow，The number of applications from individuals and institutions has increased significantly。Analyze market dynamics、Processing trends and price divisions of different license types，Provide professional processing experience and process guidance。
Financial card care question

Hong Kong No. 1 license application_Hong Kong No. 1 license application

Hong Kong License No. 1 is the brokerage license with the largest number of licenses，Can engage in stocks、bonds、Fund and other securities trading business。The application requires registering a company in Hong Kong，Have 5 million paid-in capital and qualified persons in charge。Mainland enterprises actively apply through the Shanghai-Hong Kong Stock Connect mechanism，However, strict regulatory requirements must be met and subsequent reporting obligations must be fulfilled.。
Financial card care question

Hong Kong No. 149 license transfer，acquisition

Hong Kong License No. 149 includes Securities Trading License No. 1、4Securities Consulting License No. 9 and Asset Management License No. 9。Quickly obtain business qualifications through license transfer，Avoid the cumbersome application procedures of the Securities Regulatory Commission。1There are different sizes for No. 9 and No. 9 license plates.，Pay attention to RO staffing requirements when transferring。
Contact
Agent
Gold License-Compliance Consultant8:00 AM – 11:00 PM
QR
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts