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Category 1：Payments and Remittances

Hong Kong MSO License (money services) US MSB license (Payment/exchange) British AEMI Electronic Money License Singapore MAS payment license Canadian MSB license

Category 2：Securities/Investment

Hong Kong SFC 1-12 number plate Hong Kong SFC No. 9 Asset Management British FCA license (Securities/Investment) U.S. SEC RIA license Australian AFSL license

Category III：Digital Assets/VASP

Hong Kong VASP License New York State BitLicense, USA California DFAL encryption license

Category 4：Bank/Insurance/Trust

Hong Kong Trust Company License (TCPS) Hong Kong Insurance Broker License (IA) Hong Kong Bank/Virtual Banking License

Category 5：Specific products/others

Hong Kong Money Lenders License (Cai Tsai License) Hong Kong Gold and Silver Trading Center License Consultation on difficult and complicated diseases for overseas licenses

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Ongoing compliance support OFC & LPF Continuous Compliance Customized compliance documents

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VASP/FinTech Compliance Mock review/regulatory inquiry

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wealth management

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HK/Whatsapp: 852 9186 3288 Mail: info@gxt-hk.com
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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience，Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements，Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system，as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT)，To meet strict regulatory compliance standards。

Areas of expertise：SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions：international investment bank、Licensed securities trading company、asset management company

Hong Kong No. 149 license application conditions

Hong Kong 149 license：business purpose、Application requirements and current license processing

Hong Kong license No. 149 includes Type 1 securities trading、4Class three securities consulting and class 9 asset management licenses，This article explains in detail the application requirements for various types of licenses、Process and frequently asked questions，A one-stop guide for mainland investors。
Hong Kong License No. 149：Application threshold、Audit Focus and Continuous Compliance｜Hong Kong Xintong Financial Compliance Services

Hong Kong License No. 149：Application threshold、Audit focus and ongoing compliance

Hong Kong License No. 149 is one of the regulated securities dealer licenses，Processing needs to meet the requirements for the establishment of a licensed corporation、Funding threshold、Requirements for person in charge’s qualifications，And need to pass the strict review of the Hong Kong Securities Regulatory Commission。
Hong Kong 149 License Transfer Guide

Hong Kong No. 149 plate transfer：process、Personnel requirements and acquisition practices

Hong Kong license number 149 is an important qualification in the international investment market，This article systematically analyzes its transfer process、Cost structure and responsible person requirements，And provide ready-made license resources and professional acquisition solutions。
Hong Kong No. 149 license application process

Hong Kong No. 149 plate processing：growing trend、Market value and process analysis

Hong Kong No. 149 license plate processing continues to grow，The number of applications from individuals and institutions has increased significantly。Analyze market dynamics、Processing trends and price divisions of different license types，Provide professional processing experience and process guidance。
Analysis of the advantages of Hong Kong No. 1 license

Hong Kong No. 1 license application：Business advantages、Application Requirements and Ongoing Compliance

Hong Kong License No. 1 is the brokerage license with the largest number of licenses，Can engage in stocks、bonds、Fund and other securities trading business。The application requires registering a company in Hong Kong，Have 5 million paid-in capital and qualified persons in charge。Mainland enterprises actively apply through the Shanghai-Hong Kong Stock Connect mechanism，However, strict regulatory requirements must be met and subsequent reporting obligations must be fulfilled.。
Hong Kong No. 149 license transfer：Analysis of business purposes and RO requirements | Hong Kong Xintong Financial Compliance Services

Hong Kong No. 149 license transfer：Analysis of business purposes and RO requirements

Hong Kong License No. 149 includes Securities Trading License No. 1、4Securities Consulting License No. 9 and Asset Management License No. 9。Quickly obtain business qualifications through license transfer，Avoid the cumbersome application procedures of the Securities Regulatory Commission。1There are different sizes for No. 9 and No. 9 license plates.，Pay attention to RO staffing requirements when transferring。
Hong Kong 149 License Acquisition Guide

Hong Kong No. 149 plate acquisition：Compliance requirements、Advantages and procedures

The acquisition of Hong Kong No. 149 license plate can broaden the scope of investment targets，Increase customer asset allocation options，Enjoy Hong Kong’s tax advantages。This article systematically analyzes acquisition channels、Compliance points and staffing requirements for practitioners。
Hong Kong No. 9 license application fee

Hong Kong No. 9 License Application：licensing requirements、Process and cost analysis

Hong Kong License No. 9 is a necessary qualification for asset management business，This article explains the application requirements in detail、Process and related fees，Help financial institutions carry out cross-border asset management business in compliance with regulations。
Hong Kong License No. 149：Usage analysis、Application requirements and RO configuration｜Hong Kong Xintong Financial Compliance Services

Hong Kong License No. 149：Usage analysis、Application requirements and RO configuration

Hong Kong No. 149 license agency service covers No. 1 securities transactions、4Application for No. 9 Securities Consulting and No. 9 Asset Management License。Understand the functions of various types of license plates、Application requirements and RO configuration strategy，Help enterprises conduct financial business in Hong Kong in compliance with regulations。
Hong Kong No. 149 plate application：core requirements、RO配置与办理优势｜港信通金融合规服务

Hong Kong No. 149 plate application：core requirements、RO configuration and management advantages

Hong Kong No. 149 license application needs to meet the licensing person in charge、Hong Kong company establishment、Core requirements such as business structure and financial status。Latest case display，Helping companies connect with international capital markets through compliance applications，The licensee sharing mechanism can reduce the difficulty of application。
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Hong Kong and Chinese team · Senior financial compliance experts