If it involves financial business in Hong Kong, then it is better for the company to hold a corresponding license to have greater operating space and scope.。
With the impact of various environmental conditions this year，Some trading companies have encountered some impacts in the course of their operations.，Overseas business, especially any business involving Hong Kong finance, needs to pay special attention to some issues related to its financial application and use.：Hong Kong 1、4、9Hong Kong financial license plates are divided into 10 categories，Corresponding to different business types respectively。
Hong Kong 1、4、9The license is actually Category 1 under the Securities and Futures Commission of Hong Kong.、Combination of Class 4 and Class 9 licenses。
Obtaining a 149 license requires a series of strict qualification reviews.，Enterprises that usually obtain Hong Kong 149 finance，It also reflects that the financial institution is a compliant and powerful institution.、Domestic financial transactions are strictly regulated，Many domestic financial companies have turned to Hong Kong to enter financial transactions.，It can not only open up the international market but also attract more rational investors from abroad.。
What's more important is investing globally in Hong Kong，Interest、Financing interest rates are lower than domestic thresholds。Funds can be freely allocated to global markets without capital controls。Therefore, the application of Hong Kong No. 149 license plate is a hot trend in the financial industry.。
Let’s first come to what is Hong Kong License No. 149?，What’s in store for licensees?
Require
：Class license：Purpose of securities trading license：It is used to provide various services for securities trading to customers.，Such as providing stock and option trading services；Ability to buy and sell bonds for clients、Functions such as buying and selling mutual funds，It is the one with the largest number of individuals and entities among the 9 types of licenses.。
Apply
Require
：It depends on whether you hold client assets to operate funds，Generally, the difficulty of applying for a license to hold assets is different from that of a license not to hold assets.。Class IV license：Securities advisory license purpose：It’s a consulting license，Units holding such licenses，Can give investors some appropriate investment advice，Generally to facilitate securities transactions，Hong Kong No. 4 license will be applied for together with Hong Kong No. 1 license。
Apply
Require
：Register a Hong Kong company，Configure a corporate structure appropriate to the company's business scale，2RO above the name，Can be used with 1、9License holders of licenses overlap。Category 9 license：Purpose of asset management license：Able to help overseas customers manage assets，It is a type of Hong Kong financial brand sought after by large mainland private equity institutions.。The innocent heart of the mainland、Shengshi Investment、Tianma Assets has entered the Hong Kong market through application or acquisition.。
Apply
Require
：Have a company in Hong Kong or be an overseas corporation；Have certain financial capacity to repay debts、Persons who have passed the assessment of the Securities and Futures Commission of Hong Kong、2person in charge，500Paid-up share capital of more than HK$10,000、300Liquid capital of more than 10,000。
Among the many investors who inquire about the Hong Kong No. 149 license agency，Many are looking for companies with RO，But actually，If the company also holds a 149 license，Only 3 ROs are needed，Can be shared across individual posts。In addition to these introductions, there are other financial card issues that can be fully understood and prepared as early as possible before the business is opened.。Hong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
