Anti-money laundering/risk control system

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Risk Assessment and Audit

Customized risk management and professional auditing,Build a business defense line。

Institutional Level Compliance System

Assist in establishing a comprehensive global compliance structure,Avoid regulatory risks,Ensure the stable operation of financial services。

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Hong Kong asset management reporting process

Guidelines for fund companies to set up institutions in Hong Kong

Fund companies set up institutions in Hong Kong:Approval application、Licensing and investment regulation

This article systematically analyzes the mainland China Securities Regulatory Commission’s regulatory requirements for the establishment of asset management companies in Hong Kong.,including institutional form、Basic conditions、Declaration process、Risk control isolation and application conditions for Hong Kong No. 9 license。Covers branch establishment、Qualifications of Responsible Person、Key contents such as business scope,Provide compliance guidance for institutions。
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Hong Kong and Chinese team · Senior financial compliance experts