Blog Contact us
Number copied,Please add WeChat to discuss in detail

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

Financial card care question

Hong Kong financial license application:Application conditions、Process and Supervision Points

Hong Kong No. 9 financial license is a necessary qualification for asset management business,Application requires sufficient funds、Venue and personnel requirements,Including registered capital of HKD 5 million、Actual office premises in Hong Kong and two qualified persons。
Financial card care question

Analysis of Hong Kong financial license application process and compliance access key points

Hong Kong No. 9 financial license is a necessary qualification for asset management business,Application requires sufficient funds、Venue and personnel requirements。This article explains the application requirements in detail、Process and precautions。
Financial card care question

Hong Kong license No. 9 and 149:Application conditions、Transfer Path and Compliance Processing

Hong Kong License No. 9 is a key license for private equity institutions to allocate overseas assets.,Application requires a registered capital of HKD 5 million、Two responsible persons and other conditions,The review period is about 6 months。This article provides complete application guide and transfer plan。
Financial card care question

Talent shortage in Hong Kong’s financial industry:bank、Insurance and securities practical analysis

Hong Kong’s financial industry continues to develop,9License as a key qualification for asset management business,Its application and compliance operations have attracted much attention。This article systematically analyzes the practical value of license plates、Cost composition、Transfer precautions and responsible person examination requirements,Provide professional guidance to financial practitioners。
Financial card care question

Hong Kong No. 9 License Application:Conditional requirements and overseas layout practices

This article details the application requirements for Hong Kong No. 9 license、Process and importance,Includes company registration requirements、capital requirements、Key information such as licensee requirements,Help private equity funds expand overseas business in compliance with regulations。
Financial card care question

Hong Kong license number 9:Application requirements、Overseas routes and cost analysis

Hong Kong License No. 9 is an asset management financial license,Allow institutions to participate in overseas investments and attract overseas funds。The application must meet the requirements of the licensed responsible person、Office address and other requirements,Approvals are now becoming more stringent。Private equity can go overseas through Shanghai-Hong Kong Stock Connect、QII、Set up a Hong Kong company、Borrow channels or QDLP and other channels,Each has advantages and disadvantages。Chongyang Investment、Many well-known private equity firms such as Jinglin Asset Management have successfully obtained licenses。
Financial card care question

Hong Kong No. 9 license agency:Application requirements、Assessment focus and management advantages

Hong Kong License No. 9 as an asset management financial license,Application must meet company registration requirements、financial condition、Multiple requirements such as licensed person in charge。This article provides a detailed analysis of the key elements and time periods in the agency process.。
Financial card care question

Hong Kong No. 9 License Application:Advantages、Qualification requirements and process analysis

Hong Kong License No. 9 is an asset management financial license,Application must meet company registration requirements、Capital requirements and personnel qualifications and other conditions。This article explains the application process in detail、Advantages and precautions。
Financial card care question

Hong Kong license number 9:Application requirements、Overseas channels and cost analysis

Hong Kong License No. 9 is an asset management financial license,Becoming a popular choice for mainland private equity institutions to go overseas。This article explains in detail the license application requirements、Difficulties and costs,And comparatively analyze various overseas channels,Help private equity institutions develop appropriate internationalization strategies。
Financial card care question

Hong Kong No. 9 license application requirements、Review focus and processing advantages

Hong Kong License No. 9 as an asset management financial license,Attracted by mainland investment institutions。This article explains in detail its agency requirements、Processing cycle、Application conditions and business advantages,Covers company registration、licensed responsible person、Key information such as financial status。
Contact
Agent
Gold License-Compliance Consultant8:00 AM – 11:00 PM
QR
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts