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Hong Kong financial license application:Company registration conditions、Responsible for staffing and capital thresholds

Hong Kong financial license application requirements

As global financial markets continue to improve,A large amount of money is seeking stable investment and value-preserving opportunities,Hong Kong as a leading international financial center,Undoubtedly an ideal area for conducting financial business。If you plan to engage in regulated financial investment activities in Hong Kong,企业必须持有Hong Kong Securities and Futures Commission(SFC)核发的相应牌照港信通在协助各类机构申请HK financial licenseHas extensive practical experience in,Can provide full process support to applicants。

With its mature regulatory framework, Hong Kong、Deep professional accumulation and highly open system,Has become Asia’s preferred offshore and non-offshore financial hub。In view of the fact that the mainland A-share market has not yet fully realized internationalization,,More and more private equity fund management institutions are beginning to set up operations in Hong Kong,Introduce overseas investors by setting up local companies。The Securities and Futures Commission of Hong Kong divides regulated activities into ten categories,1st among them、2、4、6、9Class licenses are a popular choice in the market,There are differences in application requirements and difficulty for different types of licenses。

Basic requirements for license application

According to the regulations of the Securities and Futures Commission of Hong Kong,Enterprises applying for a license must fully meet the following conditions::

香港金融牌照申请条件
Hong Kong financial license application requirements

Company qualifications and office space

  1. Must be a limited company incorporated in Hong Kong,or already inHong Kong company registrationNon-Hong Kong companies registered with。
  2. Must have an actual Grade A office address in Hong Kong。
  3. Registered capital is not less than HKD 5 million,And must always maintain paid-in share capital and working capital of not less than 3 million Hong Kong dollars.。
  4. A business account must be opened in a Hong Kong bank。

管理团队与负责人员

  1. Enterprises must have an experienced management team,Establish a complete business framework and internal monitoring system,并配备合格的Hong Kong No. 9 License Application:Responsible personnel requirements、Shareholder qualifications and financial resources conditions(Responsible Officers)
  2. Have at least two licensed representatives,The SFC has no restrictions or special requirements on the nationality of licensees and responsible persons.。
  3. At least one responsible officer must have Hong Kong as his or her usual base of residence,To directly supervise relevant regulated activities。
  4. Among the above-mentioned responsible persons based in Hong Kong,At least one person must serve as a member of the company's board of directors。

Hong Kong Information CommunicationHong Kong license plates No. 1 to 9Thirteen years of business service experience in the application field,Successfully delivered a large number of cases,and continue to reserve a complete、Clean Shell Resources,Helps companies quickly settle in、Efficient business development。


About Hong Kong Xintong

GXT-HKComposed of professional teams from mainland China and Hong Kong,Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting,Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate,Helping enterprises to go overseas efficiently and compliantly,Steady global layout。

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connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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