Hong Kong License No. 149It is a common combination configuration when companies deploy Hong Kong securities and asset management businesses.，CoverHong Kong Securities and Futures CommissionCategory 1、Type 4 and Type 9 regulated activities。For those who want to quickly enter the Hong Kong securities market、For investment institutions that shorten the application cycle and start business as soon as possible，Acquisition or transfer of existing licenses，It is a compliance path with practical value。We currently hold transferable Hong Kong license No. 149 resources，Relevant business deployment can be carried out immediately after taking over。
The core components of Hong Kong license No. 149
Hong Kong license No. 149 usually refers to Hong Kong Securities and Futures Commission Type 1、Combination of Type 4 and Type 9 regulated activity licenses，Corresponding to securities transactions respectively、Advising on securities and asset management engagements。Category III licenses in business scope、Each has its own focus on market positioning and application requirements.，Suitable for securities brokers、Investment consulting、Private equity funds and asset management institutions conduct comprehensive layout。
Hong Kong License No. 1：Securities trading license
In Hong Kong License No. 149，Type 1 license is a type of license that holds a larger number of institutions and individuals.。By September 2016，There are 1,093 institutions and 26,125 individuals holding Hong Kong No. 1 licenses respectively.。
Hong Kong License No. 1 is a securities trading license，And can be based on whether they are qualified to hold client assets.，Divided into "big 1 card" and "small 1 card"。in，Big 1 license refers to a license that can hold client assets and operate them on their behalf，Usually the market price will be higher than the small 1 card。
Hong Kong license No. 4：Securities advisory license
Hong Kong No. 4 license belongs to the fourth type of license for regulated activities under the Securities and Futures Ordinance of Hong Kong，Mainly used to provide professional advice on securities，Therefore, it is often regarded as a securities advisory license.。In practice，Hong Kong No. 4 license is usually applied for or configured together with Hong Kong No. 1 license，To form collaborative business capabilities in securities trading and securities consulting。
passHong Kong No. 149 license transfer，Companies can avoid the more cumbersome new application procedures of the Hong Kong Securities and Futures Commission while being compliant.，Complete the business deployment of the Hong Kong securities market in a shorter period of time。
Hong Kong license number 9：Asset management license
Hong Kong SFC No. 9 (asset Management)Is a Hong Kong asset management license，In recent years, it has received great attention from large private equity institutions in the Mainland.。Rising in Hong Kong stock market、Against the backdrop of tightening domestic private equity regulation，Investors can apply for Hong Kong No. 9 license，Carry out overseas investment business through normal compliance channels。
Hong Kong's No. 9 license plate is also divided into "big 9 license plate" and "small 9 license plate"。Big 9 license can hold client assets and manage assets for clients，Wider business space，It is especially suitable for larger companies to deploy the Hong Kong securities and asset management market through the transfer of Hong Kong No. 149 license.。
Requirements for RO licensed person in charge of Hong Kong license No. 149
There are differences in the specific application requirements for Hong Kong No. 149 license，However, there are clear requirements in terms of RO (licensed responsible person) configuration.：Each type of regulated activity usually requires more than 2 ROs。in，The ROs of Hong Kong No. 1 license and Hong Kong No. 9 license can be shared，Therefore, the Hong Kong No. 149 license only needs to be equipped with 3 ROs to meet the basic structural requirements.。
Hong Kong No. 149 license transfer and processing services
As the largest Hong Kong financial license agency service provider in Guangdong Province, we，Long-term focus on Hong Kong No. 149 license transfer、acquisition、Handling and many other services。We have on-site staff in Hong Kong，Familiar with various policies and regulatory procedures in Hong Kong，And through long-term market tracking, we have accumulated transferable Hong Kong No. 149 license resources.。
If an enterprise plans to quickly enter securities trading through Hong Kong No. 149 license、Securities consulting and asset management fields，We can help assess licensing conditions、RO configuration、Transfer process and subsequent compliance operation arrangements，Welcome further communication。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
