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What are the business scopes of Hong Kong licenses No. 1 to 9?

Financial card care question

Hong Kong Xintong Peng Yi Aaron said that applications for Hong Kong licenses No. 1 to 9 have many approval difficulties.,As for the scope of obtaining license plates No. 1 to 9,Every company’s needs are different。And apply

Require

:Have a company in Hong Kong or be an overseas corporation;Have certain financial capacity to repay debts、Persons who have passed the assessment of the Securities and Futures Commission of Hong Kong、2person in charge,500Paid-up share capital of more than HK$10,000、300Liquid capital of more than 10,000。

Among the many investors who inquire about the Hong Kong No. 149 license agency,Many are looking for companies with RO,But actually,If the company also holds a 149 license,Only 3 ROs are needed,Can be shared across individual posts。

With the reform and opening up of China's financial market,Both companies and investors,,go out,has become a general trend,Coupled with the recent depreciation of the RMB in the Mainland,,and the sharp decline in the stock market,It also triggered a group of urgent funds.,Escape,,The number of asset management companies in Hong Kong has increased significantly。Search information,New common names added in the first half of this year,9number plate,There are as many as 51 asset management licenses,plus 2014,18More than 130 licenses were issued within a month。

So what is the specific situation? The editor of Hong Kong Information Communications will give you some introduction below.。Hong Kong Financial License No. 149

Process

Information required for Hong Kong financial license application,Applicants for Hong Kong financial licenses should provide the following information to the Monetary Authority:The name or title to be used,Detailed description of the nature of actual or proposed business activities,The time and place at which the relevant business will be or is being carried on,Date and place of incorporation,A copy of the company’s currently adopted memorandum and articles of association(copy),A copy of the most recent audited accounts and annual report,Provide independent assurance reports,Business plan for the first three years of the branch or subsidiary to be established in Hong Kong(if needed),Major shareholders、Names and addresses of directors and chief executive,Company address and number。

The above are some of the processing conditions and license scope for applying for Hong Kong Xintong International.,If your company needs this license, you can consult Hong Kong Xintong International to apply for it.。Related products:What are the business scopes of Hong Kong licenses No. 1 to 9?


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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