Hong Kong financial license application：Application conditions、Process and Supervision PointsBy the Hong Kong Securities and Futures Commission (Securities Regulatory Commission)issue，It is a necessary qualification for providing asset management services in Hong Kong。Hong Kong serves as an important bridge for mainland funds to invest overseas.，Attracting many companies to want to hold this license。Market popularity continues to rise，According to authoritative statistics，As of the end of 2016，The number of institutions holding Hong Kong license number 9 has reached 1,300，The number of licensed individuals reached 6,366。
GetHong Kong SFC No. 9 (asset Management)There are two main ways：First, newly registered companies apply directly to the China Securities Regulatory Commission，The second is to directly acquire a company that already holds a license。There are certain thresholds for license application，This also directly determines its high gold content。
Application conditions and personnel qualifications
According to the regulations of the Securities and Futures Commission of Hong Kong，The applicant company must be incorporated in Hong Kong or registered as a non-Hong Kong company。The company’s business structure and internal control system must comply with the requirements of the Securities and Futures Commission，and must be equipped with two or moreHong Kong No. 9 License Application：Responsible personnel requirements、Shareholder qualifications and financial resources conditions。Responsible personnel must pass a competency test，Meet the following qualifications at the same time：
- Educational qualifications：Prefer business administration、Accounting、Broker、Degree in finance or law。
- Industry experience：Have at least 3 years of relevant industry experience in the past 6 years，And have more than 2 years of management skills and experience，and pass the regulatory accreditation examination。
Funding requirements
License applications are subject to strict financial thresholds。The paid-in capital of the enterprise shall not be less than HK$5 million.，and must maintain sufficient liquidity，The specific amount depends on the type of business，Usually between HK$100,000 and HK$3 million。
Application process and key points for China Securities Regulatory Commission’s approval
After all the conditions are met, the applicant organization，Applications can be submitted to the Securities Regulatory Commission in accordance with the prescribed procedures.。The key areas for consideration by the SFC include:：The company’s financial position and solvency、Personnel’s academic or other qualifications and experience、Reputation、character、Reliability and financial soundness。Under actual review，The approval standards are subject to the final requirements of the China Securities Regulatory Commission.，Additional requirements may arise during the application process。
at present，There is a ready-made No. 1 on the market、4Licenses No. 9 and No. 9 are transferable。If you want to know about Hong Kong License No. 9 or insurance brokerage、MSO、Detailed procedures for money lenders and other Hong Kong licenses，Welcome to contact Hong Kong Xintong for free consultation。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
