Mention of Hong Kong License No. 9,Most mainland private equity institutions are no strangers to。According to Hong Kong’s Securities and Futures Ordinance,There are 12 types of regulated businesses,Among them, Type 9 license is the asset management license.。Hold this qualification,Mainland enterprises can use Hong Kong as a platform,Provide stocks to investors at home and abroad、fund、Bond and other investment portfolio management services。Against the backdrop of continued tightening of audits by the Hong Kong Securities and Futures Commission (SFC),Obtaining licenses through acquisition has become the main way。
Judging from the data released in 2016,The Hong Kong Securities and Futures Commission has approved asset management licenses for 165 companies,Many of them were obtained through acquisitions。Obtaining a license in the form of transfer will have no impact on normal business operations,and approved by the China Securities Regulatory Commission,More suitable for companies that urgently need to develop overseas business。
At this stage,Hong Kong’s No. 9 license is of critical significance to mainland private equity institutions。Obtain an asset management license,Equivalent to obtaining a pass for overseas business development,Not only can it broaden the scope of investment targets,Easier to gain recognition from overseas investors,At the same time, you can also enjoy the tax advantages of Hong Kong policies.,This is a condition that mainland licenses do not meet。
Advantages of Hong Kong No. 9 License
Holds Hong Kong license No. 9,This means that companies can provide asset management services in Hong Kong,and rely on Hong Kong’s financial market to connect to global capital。The license entitles the holder to invest in、More room for strategic flexibility,At the same time, it will be more competitive in terms of tax structure.,Helps improve the trust of overseas investors and the efficiency of fund raising。
Hong Kong No. 9 license application requirements
Talking about license acquisition and transfer,First, you need to have a basic understanding of license application。The Hong Kong Securities Regulatory Commission has always been rigorous in its review and approval of business qualifications and licenses.,The pace of distribution has been significantly tightened in recent years.,Applicants must meet higher standards to be approved。
The entity applying for the Hong Kong No. 9 license must be a registered Hong Kong company or other overseas corporation,And it needs to be equipped with a compliance monitoring system that matches the business structure.。also,Good solvency is also an indispensable hard condition,to deal with potential risks。Organizations unfamiliar with Hong Kong policies,Priority can be given to business implementation through license acquisition.。
among mainland private equity institutions,Representatives who already hold Hong Kong license No. 9 include Jinglin Assets、Shengshi Investment、Innocent Heart etc.。Through acquisition or new establishment, these enterprises,Successfully improved overseas business layout。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant。

