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Hong Kong license number 9:Company establishment、Licensee qualifications and operating facility requirements

Hong Kong license number 9:Company establishment、Licensee qualifications and operating facility requirements | Hong Kong Xintong Financial Compliance Services

Many are operating financial businesses in the Mainland,Companies that may be planning to expand their business to asset management in Hong Kong,Consult oftenHong Kong license number 9processing conditions。The following summarizes the core management points:first,A limited company must be incorporated in Hong Kong;Secondly,The company needs to prepare working capital of about 3 million to 5 million Hong Kong dollars,To prove the ability to engage in relevant business;It is best to have a physical presence in Hong Kongoffice space,Companies that really plan to implement operations will generally implement this step。also,公司的高管负责人及持牌人士必须配备到位,Information systems required for business development can be purchased or leased,After passing the test,Waiting for the wholesale license。

Basic requirements for Hong Kong No. 9 license application

  1. registeredHong Kong company
  2. Qualified licensees (if there is no suitable candidate yet),You can hire local licensees or adopt affiliation arrangements)
  3. Actual office space,需配合Securities Regulatory Commission检查
  4. Business operation system,Can be purchased or rented
  5. Ensure application information and procedures are clear,Avoid unnecessary delays;If you entrust an intermediary to handle it,Be sure to choose a reliable service provider,Prevent services from being subcontracted,Affect the company's normal operations
香港9号牌照相关监管与申请信息
Hong Kong license number 9

About Hong Kong Xintong

GXT-HKComposed of professional teams from mainland China and Hong Kong,Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting,Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate,Helping enterprises to go overseas efficiently and compliantly,Steady global layout。

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connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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