As the interaction between the mainland and Hong Kong deepens in various fields,,Financial cooperation is particularly close。Financial regulations are tightening on the mainland、In the context of continued downturn in the securities market,Interested in applyingHong Kong license number 9The number of investors has increased significantly,For large mainland private equity institutions,This license is an important way to achieve effective allocation of funds.。
According to statistics,As of December last year,The number of No. 9 licensed institutions approved by the Hong Kong Securities Regulatory Commission has reached 1,477,Among them, the number of new applications throughout the year was 177。Obtaining the No. 9 license is equivalent to holding a "pass" to the international capital market,Overseas customers can allocate assets to corresponding areas through fund custody。current,Hong Kong’s screening standards for individuals and companies applying for licenses continue to improve,This article will focus on application fees and various types oflicensing requirements。
Hong Kong No. 9 plate application fee
Hong Kong No. 9 plate application involves government fees、Professional consulting service fees andLicenseeStaff costs and other expenses,The specific amount varies depending on the applicant (company or individual) and service plan.。
Company licensing requirements
Hong Kong No. 9 license application can be divided into two ways: company application and individual application.,There are differences in the licensing requirements between the two。The company must meet the following conditions for licensing:
- Establish a Hong Kong company or register an overseas company in Hong Kong,As a license application subject;
- Have a business structure approved by the China Securities Regulatory Commission、internal monitoring system,And the personnel qualifications and experience meet the requirements;
- Strong financial position,Have certain solvency;
- Have more than 2 licensees,There must be at least 1 executive director and 1 person in charge based in Hong Kong。
Individual licensing requirements
- The licensee must have graduated from a university degree program in a specified field;
- Have no less than 3 years of industry experience;
- Have more than 2 years of management experience;
- Passed the Hong Kong Securities and Futures Practitioners Qualification Examination,Obtain corresponding professional qualifications。
Due to the higher requirements for licensees,The main difficulty in applying for the Hong Kong No. 9 license plate is the search for talents.,Especially for mainlanders,Finding the right person in charge of the Hong Kong base is difficult。At this time, you may consider applying through entrustment,Use professional organizations to match qualified licensed candidates。
Advantages of applying for Hong Kong No. 9 plate
- Broadening the scope of investment targets,Improve the recognition of overseas investors;
- Enjoy Hong Kong tax benefits,Reduce tax burden;
- Catering to investors’ needs for diversified asset allocation。
To meet the diverse business needs of customers,We now offer 1、2、3、4、6、9Transfer of a small number of current licenses such as numbers,The price is 20% lower than the market average price。Please contact us for further communication on Hong Kong No. 9 plate application details.。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant。

