Hong Kong No. 9 plateIt is an indispensable core pass for entering the international financial market.。Hold this license，Enterprises can participate in overseas high-allocation asset investments，and flexibly manage foreign investors’ funds。Successfully issued license，Mainly depends on the applicant institution’sfinancial condition、Personnel qualificationsand overall performance in compliance capabilities.。
Company structure and internal control conditions
The applicant organization must have a suitable business structure、Complete internal monitoring system，and staffed with qualified practitioners。Enterprises should have established an effective risk management mechanism，Ensure full compliance with relevant Hong Kong laws and regulatory rules。Key points of licensing review include：
- financial condition：The minimum paid-up capital is not less than HK$5 million，Liquidity must be higher than HK$3 million；
- Solvency；
- Personnel qualifications and industry experience；
- The company itself has substantial capabilities to carry out regulated activities。
Personnel qualification requirements
Responsible personcondition
Responsible personnel must meet the following criteria：
- Hold a university degree in a specified subject，including accounting、Business Administration、economy、Finance or legal etc.；
- Have no less than 3 years of relevant industry experience，And more than 2 years of management experience；
- Must pass Hong Kong Securities and Futures Practitioners Qualification Examination Paper 1 and Paper 6。
Conditions for licensed representatives
Licensed representatives must meet the following criteria：
- Passed the Chinese and English subjects of the Hong Kong Certificate of Education Examination，Passed Mathematics，or hold an equivalent qualification (equivalent to university entrance examination level)；
- Have no less than 5 years of relevant industry experience，And more than 2 years of management experience；
- Must pass Hong Kong Securities and Futures Practitioners Qualification Examination Paper 1。
In order to improve processing efficiency and ensure that the corporate structures of the two places are consistent,，Many domestic financial institutions give priority to entrusting professional institutions to handle Hong Kong No. 9 license plate applications.。Hong Kong Xintong has been owned for 11 yearsHong Kong financial license applicationexperience，Proficient in local legal provisions and approval processes，Available ready-made Hong KongFinancial license transferPlan (20% lower than market price)，And it is the only commission-free processing agency in China.。Services cover full hosting and one-stop support，Have a resource network that can quickly connect with relevant regulatory authorities in Hong Kong。So far, we have assisted more than 500 organizations to successfully obtain licenses.，Clients include well-known domestic and foreign securities companies and investment institutions with strong capital strength。If you need to apply for Hong Kong No. 9 plate，Welcome to contact Manager Peng for exclusive services。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
