Blog Contact us
Number copied,Please add WeChat to discuss in detail

Hong Kong No. 9 financial license:Licensee requirements、Cross-border fundraising advantages and Nuo Capital acquisition examples

Financial card care question

Hong Kong No. 9 financial licenseIt is a Type 9 regulated business qualification license issued by the Hong Kong Securities and Futures Commission in accordance with the Securities and Futures Ordinance.,Right nowAsset management license。Driven by interconnection mechanisms such as Shenzhen-Hong Kong Stock Connect,,More and more mainland companies are turning their attention to this license,Actively obtain qualifications through new applications or acquisitions。hold9license platedomestic private equity institutions,On the one hand, funds can be raised directly in the Hong Kong market,Guide overseas funds to invest in mainland asset management products;On the other hand, it also facilitates the establishment of an international fund structure.,Provide mainland investors with a compliant overseas asset allocation channel。

Core requirements for applying for No. 9 license

Apply for Hong Kong License No. 9The key threshold is the need to have at least two licensed representatives。If the applicant institution itself can provide qualified personnel who meet the requirements of the Securities Regulatory Commission,Overall compliance costs will drop significantly;If the entire process is outsourced,,The overall expenditure may be close to the cost of directly acquiring an existing license。

9The license plate is inCross-border investmentApplications in:Nuo Capital Acquisition

Fund managers holding the No. 9 license can flexibly carry out cross-border investment layout。Nuo Capital, a private equity fund under the Hong Kong Bao Group, passed the No. 9 license qualification,Completed the acquisition of 30% equity of Sozzi Arredamento Group, the parent company of Italian luxury furniture brand Promemoria。Romeo Sozzi, President and Founder of Sozzi Arredamento, has signed a medium- and long-term cooperation agreement with Nuo Capital,After the transaction, a new general manager will be responsible for brand operations together with Romeo Sozzi and his three sons.:Paolo is in charge of products、Davide (architect) is in charge of the project,Another Paolo is responsible for R&D and operations。Promemoria said,Both parties are highly consistent in the future development direction of the brand.,Existing management and strategic planning remain stable,The brand also plans to launch a new exhibition in Munich in 2018、Hamburger、New single-brand stores open in Hong Kong and Miami。

About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。To learn more,Please contactHong Kong Information Communications Consultant

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

Hong Kong MSO license application case sharing

[Case Sharing] Helping mainland Chinese companies obtain Hong Kong MSO licenses,The first step to achieve cross-border

2026March,Explain that Hong Kong Information Technology is a mainland cross-border enterprise,Cases of successful application for Hong Kong Money Services Operator (MSO) license。Detailed explanation of venue requirements、RO recruitment、Compliance manual preparation and other key aspects,Share practical experience。
U.S. MSB license plate picture

2026The US MSB license just applied for,Experience sharing

2026Sharing of practical cases of successfully obtaining US MSB license in 2018,From customer pain point analysis to compliance plan implementation,Demonstrate in detail how to solve payment docking and bank account compliance issues through license application,Provide reference for enterprises’ international layout。
Financial card care question

Singapore company registration:Preferential policies、Basic conditions、Process and fees

Singapore company registration process includes name approval、Address confirmation、Business scope selection、Steps such as setting up registered capital and arranging directors and shareholders。Singapore offers tax incentives、Subsidy policy,Registration time usually takes 3-5 working days,Help enterprises develop internationally。
Financial card care question

Taiwan company registration:Customer required information and ready-made company transfer

Taiwan’s investment environment is stable and transparent,The business tax rate is 17%, which is a competitive advantage,The brand is popular in the mainland market。Japan's ready-made company transfer process is mature。Transfers in both places require the preparation of shareholder information、Company documents and bank account information。
Financial card care question

Taiwan food company transfer:Process and fees

Transfer ready Taiwan food company,No debt risk,Complete food safety license and other documents。Professional lawyers simplify the equity transfer process,Quickly complete legal person changes。Suitable for promoting Taiwan food sales,Please consult us for details on specific costs.。
Financial card care question

ODI overseas investment registration:New mergers and acquisitions and four types of red lines

Hong Kong Xintong provides full-process services for overseas investment registration in Hong Kong,Ensure materials are complete and compliant,Improve registration success rate,Help enterprises successfully conduct cross-border business。
Contact
Agent
Gold License-Compliance Consultant8:00 AM – 11:00 PM
QR
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts