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Hong Kong No. 9 plate transfer fee,Hong Kong Asset Management License Agency Process

Financial card care question

Hong Kong Xintong Peng Yishuo License:People in the financial industry should all know about asset management licenses,As Hong Kong’s controls become more stringent,Pay more and more attention to relevant security issues,The handling of Hong Kong’s No. 9 plates has also become more stringent.。Facing cumbersome application procedures and complicated related materials,If you don’t have the experience or time,You can choose to directly acquire Hong Kong No. 9 plate。

There are two types of Hong Kong No. 9 license plates,Known in the industry as the big "9" and the small "9",The former is similar to what we call a publicly raised fund license.,The latter is similar to our domestic private equity fund license。Both are transferable and changeable,Moreover, the threshold for acquisition will be relatively lower.。There are currently 1,300 Hong Kong Type 9 licenses issued by the Securities and Futures Commission.,Meet RO and representative personnel

Require

There are more than 6,000 No. 9 license holders。

When transferring Hong Kong No. 9 license,It is necessary to provide the relevant work experience and qualifications of more than two persons in charge.。This is one of the most important conditions for the transfer of Hong Kong No. 9 license。When making changes, you also need to provide relevant transfer documents drafted by a law firm.,and submitted to Hong Kong SFC,That is, the China Securities Regulatory Commission will review and approve。The approval time is indeed quite long.,Generally it takes several months。

Just choose the agency carefully,Generally speaking,Find the correct,Reliable institutions are relatively easy。But everyone must pay attention,Transfer of Hong Kong No. 9 plate,Hong Kong asset management license agency,Be sure to carefully determine the formality of the entrusting agency,Only in this way can we truly obtain qualifications with less worry and effort.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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