Hong Kong license number 9:Core advantages、Licensing requirements and application processIt is a necessary qualification for asset management companies to carry out regulated activities in Hong Kong.。Due to the strict application process、Prepare a lot of documents,Many companies choose to entrust professional agencies to assist in handling。With its rich project experience and solid local resources, Gangxintong,Able to accurately controlHong Kong No. 9 plate applicationEach key node,Provide full-process support for enterprises。

Hong Kong No. 9 plate application requirements
ApplyHong Kong SFC No. 9 (asset Management)Must meet the requirements of corporate entities at the same time、Three aspects of internal control system and personnel qualifications:
- A company has been registered in Hong Kong,or a non-Hong Kong company registered with the Hong Kong Companies Registry。
- The company has an appropriate business structure、Sound internal control system and qualified personnel,Adequate to identify and manage risks that may be involved in the business。
- For each type of regulated activity applied for,At least two persons must be appointedHong Kong No. 9 License Application:Responsible personnel requirements、Shareholder qualifications and financial resources conditions,to directly supervise the conduct of such activities。
- for each type of regulated activity,At least one responsible person must be available to supervise the operation of the relevant business at all times。
- Among the responsible personnel to be appointed by the organization,At least one must beSecurities Regulatory CommissionAccredited Executive Director。
- All executive directors of the institution must apply to the Securities and Futures Commission for approval,to serve as responsible officer。

License transfer fees and precautions
The specific cost of purchasing a Hong Kong No. 9 license plate in the market varies significantly depending on the status of the transfer entity.。The actual cost is mainly determined by the value of the license itself、Assets and liabilities of the main company、Compliance History and Other Decisions。also,Licensed companies to be transferred must all meet the ongoing compliance requirements of the China Securities Regulatory Commission,The transferee also needs to be approved by the responsible officer of the China Securities Regulatory Commission,to complete the delivery。
To get a real-time quote or a one-on-one compliance assessment,You can contact us directly。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong,Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting,Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate,Helping enterprises to go overseas efficiently and compliantly,Steady global layout。

