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How much does it cost to buy a Hong Kong No. 9 plate?,Hong Kong asset management license transfer conditions

Financial card care question

Detailed introduction to Hong Kong Xintong Peng Yishuo license:Hong Kong No. 9 license plate is an opinion certificate that companies that want to engage in the asset management industry in Hong Kong must apply for。However, because it is more difficult to handle,Many companies will choose to find specialized agencies to handle the matter.。Hong Kong Xintong International has rich experience,Xianchen has more interpersonal relationships,Be able to firmly grasp every point in time when applying for Hong Kong No. 9 plate。It is recommended that if you need to handle it, you can contact me directly.。

Apply for a Hong Kong financial license

Require

Details are as follows:

  1. A company incorporated in Hong Kong or a non-Hong Kong company registered with the Hong Kong Companies Registry。
  2. The company has a suitable business structure、Good internal control system and qualified personnel,Ability to manage risks that may be faced in the business。
  3. For each type of regulated activity applied for,Two less responsible officers must be appointed to directly supervise the relevant activities。
  4. For each type of regulated activity applied for,There is at least one responsible person who can supervise the relevant operations at all times。
  5. Among the responsible personnel planned to be appointed by the organization,At least one person must be from the China Securities Regulatory Commission

Require

executive director of。6.All executive directors of an institution must seek approval from the Securities and Futures Commission,to become responsible。The above is about how much it costs to buy a Hong Kong No. 9 plate

cost

,All the information on the transfer conditions of Hong Kong asset management license。

If you need any knowledge, please contact me directly.。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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