Blog Contact us
Number copied,Please add WeChat to discuss in detail

Hong Kong license number 9:Application conditions and advantages

Financial card care question

Hong Kong as an international financial center,The financial industry is highly inclusive,The mainland has strict management of financial companies.,Many investors regard Hong Kong as a platform for capital investment。To carry out business, you need to hold a license recognized by Hong Kong,There are ten types of regulated licenses,inHong Kong license number 9oftransferEspecially active in handling activities。

Hong Kong license number 9belongAsset management license,Functions are similar to those of mainland private equity funds。Currently, in order to prevent illegal fund-raising in the Mainland,Strict regulation on private equity,Business development is restricted。By transferring or applying for Hong Kong No. 9 license,Can be entrusted to manage securities or futures investment portfolios for investors。According to the Securities and Futures Ordinance,9The license is a Category 9 regulated license,Right nowAsset management license,Equivalent to mainland private equity license,After obtaining the license,Mainland assets can be exported overseas through compliance channels。As of the end of 2017,The number of institutions holding license No. 9 has reached 1,477Home。

Operate based on whether client assets are held,Hong Kong's No. 9 license plate is divided into two categories: "big 9" and "small 9",existLicense transfermiddle,The “Big 9” license plate is more valuable than the “Little 9” license。

Application conditions

  1. company shareholders:Register a company in Hong Kong or an overseas company;
  2. Competence:Hong Kong Securities and Futures CommissionApproved business structure and internal control system;
  3. senior staff:director、Responsible person、Core members can have overlapping identities;
  4. Responsible person:2RO above the name,Equivalent to domestic risk control officer;
  5. financial situation:Ensure required paid-up share capital and liquidity are maintained。

Advantages

Application for No. 9 license in Hong Kong、Acquisition and transfer services,Hong Kong Xintong has the following advantages::

  1. price:Hitting the industry’s lowest price,Large-scale processing and low cost;
  2. team:Frontline business personnel,Familiar with various business processes;
  3. Assure:Agreement signed,Establish an entrustment relationship through contract signing,Protect the client’s rights and interests;
  4. Existing qualifications can be transferred:Comply with various demands for business development。

Hong Kong Xintong applies for license No. 9 in Hong Kong、acquisition、Ten years of industry experience in the transfer field,Familiar with Hong Kong license registration procedures No. 1 to 10,It is the leading Hong Kong securities license processing service provider in Guangdong Province.,Maintain excellent price and professional advantages for a long time。

About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

Hong Kong MSO license application case sharing

[Case Sharing] Helping mainland Chinese companies obtain Hong Kong MSO licenses,The first step to achieve cross-border

2026March,Explain that Hong Kong Information Technology is a mainland cross-border enterprise,Cases of successful application for Hong Kong Money Services Operator (MSO) license。Detailed explanation of venue requirements、RO recruitment、Compliance manual preparation and other key aspects,Share practical experience。
U.S. MSB license plate picture

2026The US MSB license just applied for,Experience sharing

2026Sharing of practical cases of successfully obtaining US MSB license in 2018,From customer pain point analysis to compliance plan implementation,Demonstrate in detail how to solve payment docking and bank account compliance issues through license application,Provide reference for enterprises’ international layout。
Financial card care question

Singapore company registration:Preferential policies、Basic conditions、Process and fees

Singapore company registration process includes name approval、Address confirmation、Business scope selection、Steps such as setting up registered capital and arranging directors and shareholders。Singapore offers tax incentives、Subsidy policy,Registration time usually takes 3-5 working days,Help enterprises develop internationally。
Financial card care question

Taiwan company registration:Customer required information and ready-made company transfer

Taiwan’s investment environment is stable and transparent,The business tax rate is 17%, which is a competitive advantage,The brand is popular in the mainland market。Japan's ready-made company transfer process is mature。Transfers in both places require the preparation of shareholder information、Company documents and bank account information。
Financial card care question

Taiwan food company transfer:Process and fees

Transfer ready Taiwan food company,No debt risk,Complete food safety license and other documents。Professional lawyers simplify the equity transfer process,Quickly complete legal person changes。Suitable for promoting Taiwan food sales,Please consult us for details on specific costs.。
Financial card care question

ODI overseas investment registration:New mergers and acquisitions and four types of red lines

Hong Kong Xintong provides full-process services for overseas investment registration in Hong Kong,Ensure materials are complete and compliant,Improve registration success rate,Help enterprises successfully conduct cross-border business。
Contact
Agent
Gold License-Compliance Consultant8:00 AM – 11:00 PM
QR
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts