Blog Contact us
Number copied,Please add WeChat to discuss in detail

Hong Kong No. 9 License Application:Conditional requirements and overseas layout practices

Financial card care question

in recent years,Private equity funds’ enthusiasm for expanding overseas markets continues to grow。Especially active in Hong Kong stocks、Against the backdrop of increasing customer demand for overseas asset allocation,More and more private equity institutions choose to obtainHong Kong license number 9、issuedoverseas fundsExpand international business territory in other ways。

For domestic securities and futures institutions、asset management company、For international trust institutions and private equity funds,To successHong Kong Securities and Futures CommissionApply for relevant financial licenses,It not only helps to fully participate in international capital market investment、Broaden the scope of investment targets、Enrich investor product choices,It is also conducive to seizing investment opportunities in overseas markets.,Improve asset management capabilities and market competitiveness,Promote enterprises to move towards an international asset management platform。

Hong Kong No. 9 license application conditions

Apply for Hong Kong License No. 9,Usually the following basic conditions need to be met:

  1. The applicant must be a limited company incorporated in Hong Kong,Or a non-Hong Kong company registered with the Hong Kong Companies Registry。
  2. The registered capital requirement for Hong Kong companies is HKD 5 million.。
  3. The company must have a physical office address,And the office space should usually be a Grade A office building;If it is self-owned property,Real estate certificate required;If it is a rental property,A valid lease contract is required。
  4. Companies need to have the competence to comply with regulatory requirements,Includes clear business framework、Complete internal monitoring system,and a qualified responsible person RO。
  5. The company must have twoLicensee

Advice on applying for Hong Kong No. 9 license

Hong Kong license No. 9 involvesAsset management businesscompliance access,Regulatory agencies will focus on the business model of the applicant、Capital strength、Office arrangements、internal control、Personnel qualifications and ongoing compliance capabilities。Hong Kong Xintong can help companies sort out application requirements、Improve material architecture、Evaluate RO and licensed staffing,and advanceHong Kong Securities and Futures Commission licenseApplication process,Improve application efficiency and compliance certainty。

If you need consultation or apply for Hong Kong No. 9 license,,It is recommended to carry out the main structure as early as possible、Personnel arrangement and compliance document preparation,In order to more safely promote the license application and subsequent overseas fund business layout。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

Hong Kong MSO license application case sharing

[Case Sharing] Helping mainland Chinese companies obtain Hong Kong MSO licenses,The first step to achieve cross-border

2026March,Explain that Hong Kong Information Technology is a mainland cross-border enterprise,Cases of successful application for Hong Kong Money Services Operator (MSO) license。Detailed explanation of venue requirements、RO recruitment、Compliance manual preparation and other key aspects,Share practical experience。
U.S. MSB license plate picture

2026The US MSB license just applied for,Experience sharing

2026Sharing of practical cases of successfully obtaining US MSB license in 2018,From customer pain point analysis to compliance plan implementation,Demonstrate in detail how to solve payment docking and bank account compliance issues through license application,Provide reference for enterprises’ international layout。
Financial card care question

Singapore company registration:Preferential policies、Basic conditions、Process and fees

Singapore company registration process includes name approval、Address confirmation、Business scope selection、Steps such as setting up registered capital and arranging directors and shareholders。Singapore offers tax incentives、Subsidy policy,Registration time usually takes 3-5 working days,Help enterprises develop internationally。
Financial card care question

Taiwan company registration:Customer required information and ready-made company transfer

Taiwan’s investment environment is stable and transparent,The business tax rate is 17%, which is a competitive advantage,The brand is popular in the mainland market。Japan's ready-made company transfer process is mature。Transfers in both places require the preparation of shareholder information、Company documents and bank account information。
Financial card care question

Taiwan food company transfer:Process and fees

Transfer ready Taiwan food company,No debt risk,Complete food safety license and other documents。Professional lawyers simplify the equity transfer process,Quickly complete legal person changes。Suitable for promoting Taiwan food sales,Please consult us for details on specific costs.。
Financial card care question

ODI overseas investment registration:New mergers and acquisitions and four types of red lines

Hong Kong Xintong provides full-process services for overseas investment registration in Hong Kong,Ensure materials are complete and compliant,Improve registration success rate,Help enterprises successfully conduct cross-border business。
Contact
Agent
Gold License-Compliance Consultant8:00 AM – 11:00 PM
QR
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts