Domestic regulations on private equity funds are relatively strict，To prevent illegal fund-raising risks。As of the end of July this year，The number of registered private equity funds in mainland China has reached 74,777，However, the investment areas are relatively limited，Prompt more investors to turn their attention to Hong Kong。Hong Kong license number 9As a Type 9 regulated financial license under the Securities and Futures Ordinance，Need to go throughHong Kong Securities and Futures CommissionApproval，Become an important channel for mainland funds to go overseas。
Hong Kong is an international financial center，As the scale of foreign investment continues to grow，It is vital to use Hong Kong as a hub connecting the mainland and international markets。Whether it is a local institution in the Mainland or Hong Kong，To carry out relevant financial business in Hong Kong, you must hold corresponding licenses，The application for Hong Kong No. 9 license has attracted much attention from mainland enterprises in recent years.。
License type：Small 9 cardswith big 9 cards
Based on whether client assets are held，Hong Kong No. 9 license plate is divided into "small 9 plate" and "big 9 plate"。The small 9 license allows the licensee to engage in asset management business but does not involve holding client assets，ThatApplication thresholdrelatively low；Big 9 licensethen the licensee is allowed to hold assets on behalf of clients，However, client assets must be stored in separate accounts，And there are higher requirements in terms of capital and other aspects。
Basic requirements for Hong Kong No. 9 license application
Apply for Hong Kong License No. 9，Whether it is a company registered in Hong Kong or an overseas corporation，All must meet the following conditions：
- Have registered a company in Hong Kong or established an overseas corporation；
- Have an appropriate business structure and good internal control system；
- Financial position is sound，Continue to meet the minimum paid-up share capital and liquid capital requirements；
- Have at least two persons who comply with the requirements of the Securities Regulatory Commissionlicensed responsible person。
Additional capital requirements for Big 9 licenses
If you apply for a Big 9 license，In addition to meeting the above basic requirements，It is also necessary to ensure that the paid-in share capital is not less than HK$5 million.，Liquid capital is not less than HK$3 million。This capital threshold is designed to protect the safety of customer assets，It also directly determines the overall cost of application preparation.。
Fee differences and approval trends
The processing fee for Hong Kong No. 9 license varies depending on the type of license applied for and the applicant’s own conditions.。The difference in application thresholds directly determines the level of fees，Compliance construction of Big 9 licenses、System investment and professional staffing typically require higher upfront expenditures。In recent years, mainland investment in Hong Kong has continued to increase，The Hong Kong Securities Regulatory Commission continues to improve its screening standards for Type 9 license applicants，More inclined to approve companies with strength and compliance capabilities，This has also caused the overall service and preparation costs to increase.。
Hong Kong Xintong has more than ten years of experience in Hong Kong license processing，Long-term deep development in Hong Kong business，Familiar with various license registration procedures，In handling efficiency、We have always maintained industry advantages in terms of fee transparency and professionalism.。Currently, the company holds some Hong Kong licenses under its name, which are available for transfer.，Qualification status varies，Ability to match investors’ diversified needs for business development。To learn more about the types of Hong Kong license No. 9、Application requirements and fee differences，Welcome to communicate with our consultants。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
