Blog Contact us
Number copied,Please add WeChat to discuss in detail

Hong Kong No. 9 license agency:Application conditions、Talent requirements and fee structure

Hong Kong No. 9 License Application Featured Picture

Hong Kong as an international financial center,The approval and supervision of financial business licenses are extremely strict。Rushing into business without familiarity with local policies,It is easy to face serious legal consequences for non-compliance。Hong Kong Xintong focuses onHong Kong financial license服务十年,Provide one-stop agency、acquisition、transfer plan,Help customers save the hassle of rushing to apply。Among the regulated license types 1 to 10 under the Securities and Futures Ordinance,9License conditions andHong Kong license number 9:Company and individual application requirements、Main advantages and transfer costsParticularly attracting attention from the industry。

Hong Kong Type 9 License Overview and Compliance Requirements

Hong Kong SFC No. 9 (asset Management)Belongs to asset management license。Companies holding this license can rely on the Hong Kong platform,Provide asset management services to foreign investors,Includes stocks、fund、Bond and other investment portfolio management。What needs special attention is that,in Hong Kong,Any entity that has not obtained the No. 9 license engages in the above asset management activities,will face severe legal sanctions。therefore,Professional and compliant license application is extremely important。

Hong Kong Xintong relies on ten years of on-the-ground handling experience,Comprehensive analysis for youHong Kong license number 9:Core advantages、Licensing requirements and application processAgency conditions and fees。

Application conditions

Apply for Hong Kong License No. 9,The following four core conditions must be met at the same time:

香港9号牌照代办申请相关监管与申请信息
Hong Kong No. 9 license application agency
  1. Register a company in Hong Kong,Or a registered overseas corporation;
  2. The company must have the business content to be operated、Business architecture appropriate to scale、Professionals and internal monitoring systems;
  3. Have sufficient financial capabilities to cope with unexpected risks,Must have paid-up capital of no less than HK$5 million and working capital of no less than HK$3 million;
  4. Equipped with at least twoHong Kong No. 9 License Application:Responsible personnel requirements、Shareholder qualifications and financial resources conditions,At least one of them must supervise financial activities at all times;No less than one member of the board of directors;and at least one responsible officer based in Hong Kong。

Talent qualification requirements

Applicants or companies that meet the above conditions,Application for Type 9 license can be submitted to the Securities and Futures Commission of Hong Kong。However, regulatory agencies have stricter requirements for talent qualifications.,Responsible personnel must meet the following criteria:

  • Hold a university degree in a designated major;
  • Have no less than 3 years of relevant industry experience;
  • Relevant qualifications must pass an examination recognized by the Securities and Futures Commission of Hong Kong。

Fee description

About Hong Kong No. 9 license agency fees,There is currently no uniform pricing in the market。Overall expenditure is affected by many factors,Mainly includes the applicant’s original financial strength、The degree of compliance between own conditions and regulatory requirements,And the current policy easing degree of approval。Hong Kong Xintong relies on ten years of management experience and mature large-scale operations,Effectively control overall costs through internal channels,Ensure that agency fees are lower than the industry average for a long time,Provide customers with stable price advantages。If you are interested in learning more,Welcome to contact us at any time。

香港9号牌照代办申请相关监管与申请信息
Hong Kong No. 9 license application agency

About Hong Kong Xintong

GXT-HKComposed of professional teams from mainland China and Hong Kong,Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting,Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate,Helping enterprises to go overseas efficiently and compliantly,Steady global layout。

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

Hong Kong MSO license application case sharing

[Case Sharing] Helping mainland Chinese companies obtain Hong Kong MSO licenses,The first step to achieve cross-border

2026March,Explain that Hong Kong Information Technology is a mainland cross-border enterprise,Cases of successful application for Hong Kong Money Services Operator (MSO) license。Detailed explanation of venue requirements、RO recruitment、Compliance manual preparation and other key aspects,Share practical experience。
U.S. MSB license plate picture

2026The US MSB license just applied for,Experience sharing

2026Sharing of practical cases of successfully obtaining US MSB license in 2018,From customer pain point analysis to compliance plan implementation,Demonstrate in detail how to solve payment docking and bank account compliance issues through license application,Provide reference for enterprises’ international layout。
Singapore company registration:Preferential policies、Basic conditions、Process and Fees|Hong Kong Xintong Financial Compliance Services

Singapore company registration:Preferential policies、Basic conditions、Process and fees

Singapore company registration process includes name approval、Address confirmation、Business scope selection、Steps such as setting up registered capital and arranging directors and shareholders。Singapore offers tax incentives、Subsidy policy,Registration time usually takes 3-5 working days,Help enterprises develop internationally。
Taiwan company registration:Information required by customers and ready-made company transfer|Hong Kong Xintong Financial Compliance Services

Taiwan company registration:Customer required information and ready-made company transfer

Taiwan’s investment environment is stable and transparent,The business tax rate is 17%, which is a competitive advantage,The brand is popular in the mainland market。Japan's ready-made company transfer process is mature。Transfers in both places require the preparation of shareholder information、Company documents and bank account information。
Taiwan food company transfer process

Taiwan food company transfer:Process and fees

Transfer ready Taiwan food company,No debt risk,Complete food safety license and other documents。Professional lawyers simplify the equity transfer process,Quickly complete legal person changes。Suitable for promoting Taiwan food sales,Please consult us for details on specific costs.。
ODI Overseas Investment Filing Guide

ODI overseas investment registration:New mergers and acquisitions and four types of red lines

Hong Kong Xintong provides full-process services for overseas investment registration in Hong Kong,Ensure materials are complete and compliant,Improve registration success rate,Help enterprises successfully conduct cross-border business。
Contact
Agent
Gold License-Compliance Consultant8:00 AM – 11:00 PM
QR
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts