Hong Kong as an international financial center，The approval and supervision of financial business licenses are extremely strict。Rushing into business without familiarity with local policies，It is easy to face serious legal consequences for non-compliance。Hong Kong Xintong has focused on Hong Kong financial license services for ten years，Provide one-stop agency、acquisition、transfer plan，Help customers save the hassle of rushing to apply。Among the regulated license types 1 to 10 under the Securities and Futures Ordinance，9License conditions andcostParticularly attracting attention from the industry。
Hong Kong license number 9Overview and Compliance Requirements
Hong Kong license plate No. 9 belongs toAsset management license。Companies holding this license can rely on the Hong Kong platform，Provide asset management services to foreign investors，Includes stocks、fund、Bond and other investment portfolio management。What needs special attention is that，in Hong Kong，Any entity that has not obtained the No. 9 license engages in the above asset management activities，will face severe legal sanctions。therefore，Professional and compliant license application is extremely important。
Hong Kong Xintong relies on ten years of on-the-ground handling experience，Comprehensive analysis of Hong Kong No. 9 license application conditions and fees for you。
Application conditions
Apply for Hong Kong License No. 9，The following four core conditions must be met at the same time：
- Register a company in Hong Kong，Or a registered overseas corporation；
- The company must have the business content to be operated、Business architecture appropriate to scale、Professionals and internal monitoring systems；
- Have sufficient financial capabilities to cope with unexpected risks，Must have paid-up capital of no less than HK$5 million and working capital of no less than HK$3 million；
- Equipped with at least twoResponsible person，At least one of them must supervise financial activities at all times；No less than one member of the board of directors；and at least one responsible officer based in Hong Kong。
Talent qualification requirements
Applicants or companies that meet the above conditions，Available toHong Kong Securities and Futures CommissionSubmit application for license No. 9。However, regulatory agencies have stricter requirements for talent qualifications.，Responsible personnel must meet the following criteria：
- Hold a university degree in a designated major；
- Have no less than 3 years of relevant industry experience；
- Relevant qualifications must pass an examination recognized by the Securities and Futures Commission of Hong Kong。
Fee description
About Hong Kong No. 9 license agency fees，There is currently no uniform pricing in the market。Overall expenditure is affected by many factors，Mainly includes the applicant’s original financial strength、The degree of compliance between own conditions and regulatory requirements，And the current policy easing degree of approval。Hong Kong Xintong relies on ten years of management experience and mature large-scale operations，Effectively control overall costs through internal channels，Ensure that agency fees are lower than the industry average for a long time，Provide customers with stable price advantages。If you are interested in learning more，Welcome to contact us at any time。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
