Hong Kong as an international financial center,The approval and supervision of financial business licenses are extremely strict。Rushing into business without familiarity with local policies,It is easy to face serious legal consequences for non-compliance。Hong Kong Xintong focuses onHong Kong financial license服务十年,Provide one-stop agency、acquisition、transfer plan,Help customers save the hassle of rushing to apply。Among the regulated license types 1 to 10 under the Securities and Futures Ordinance,9License conditions andHong Kong license number 9:Company and individual application requirements、Main advantages and transfer costsParticularly attracting attention from the industry。
Hong Kong Type 9 License Overview and Compliance Requirements
Hong Kong SFC No. 9 (asset Management)Belongs to asset management license。Companies holding this license can rely on the Hong Kong platform,Provide asset management services to foreign investors,Includes stocks、fund、Bond and other investment portfolio management。What needs special attention is that,in Hong Kong,Any entity that has not obtained the No. 9 license engages in the above asset management activities,will face severe legal sanctions。therefore,Professional and compliant license application is extremely important。
Hong Kong Xintong relies on ten years of on-the-ground handling experience,Comprehensive analysis for youHong Kong license number 9:Core advantages、Licensing requirements and application processAgency conditions and fees。
Application conditions
Apply for Hong Kong License No. 9,The following four core conditions must be met at the same time:

- Register a company in Hong Kong,Or a registered overseas corporation;
- The company must have the business content to be operated、Business architecture appropriate to scale、Professionals and internal monitoring systems;
- Have sufficient financial capabilities to cope with unexpected risks,Must have paid-up capital of no less than HK$5 million and working capital of no less than HK$3 million;
- Equipped with at least twoHong Kong No. 9 License Application:Responsible personnel requirements、Shareholder qualifications and financial resources conditions,At least one of them must supervise financial activities at all times;No less than one member of the board of directors;and at least one responsible officer based in Hong Kong。
Talent qualification requirements
Applicants or companies that meet the above conditions,Application for Type 9 license can be submitted to the Securities and Futures Commission of Hong Kong。However, regulatory agencies have stricter requirements for talent qualifications.,Responsible personnel must meet the following criteria:
- Hold a university degree in a designated major;
- Have no less than 3 years of relevant industry experience;
- Relevant qualifications must pass an examination recognized by the Securities and Futures Commission of Hong Kong。
Fee description
About Hong Kong No. 9 license agency fees,There is currently no uniform pricing in the market。Overall expenditure is affected by many factors,Mainly includes the applicant’s original financial strength、The degree of compliance between own conditions and regulatory requirements,And the current policy easing degree of approval。Hong Kong Xintong relies on ten years of management experience and mature large-scale operations,Effectively control overall costs through internal channels,Ensure that agency fees are lower than the industry average for a long time,Provide customers with stable price advantages。If you are interested in learning more,Welcome to contact us at any time。

About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong,Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting,Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate,Helping enterprises to go overseas efficiently and compliantly,Steady global layout。

