Hong Kong No. 1、4Number、9license plateas separate regulated licenses,Corresponding to securities transactions respectively、Providing advice on securities and asset management, etc.。Enterprises can apply separately according to actual business development needs,You can also apply for 1 at the same time、4、9license plate。The Hong Kong stock market has been active in recent years,Strong demand for overseas asset allocation,Asset management licensereceive particular attention。according toHong Kong Securities and Futures Commissionpublished data,2016A total of 165 No. 9 cards were issued throughout the year,The most since 2006;Until the end of February 2017,17 institutions have newly obtained the No. 9 license,Reflecting the market’s strong focus on licensing compliance。
Hong Kong 1、4、9License application conditions
Apply for such licenses,The China Securities Regulatory Commission will regulate the registered capital of enterprises、office space、Staffing、Responsible personSubstantial review of resumes and business plans, etc.,The threshold is higher。The overall application cycle is generally about 6 months,Long preparation time。In order to shorten the process, many companies、Avoid repeated patching,Prefer to entrust experienced third-party agencies to handle matters,to ensure that conditions are met、Document compliance。
Processing channels
- Register a company in Hong Kong,Submit your application directly to the Securities and Futures Commission,Submit registration documents as required、Proof of site、Qualified personnel information and detailed business plans, etc.。
- Directly acquire a successfully licensed Hong Kong company,Indirectly obtain relevant license qualifications in the form of company equity transfer。
License transferand professional support
Whether through a new registration application or an existing company acquisition,You can use professional consultants to lower the operating threshold。Hong Kong Xintong has been deeply involved in the Hong Kong financial market for a long time,Can provide an office address for the applicant company、Recommendations from licensed personnel and other key conditions support,Hold No. 1 at the same time、4No. 9 and No. 9 license companies transfer resources,Assist customers to flexibly match the pace of development。If there is a need for license application or transfer,Please contact Hong Kong Information Communications Consultants for specific evaluation。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant。

