Hong Kong license number 9由香港证券及期货事务监察委员会(Securities Regulatory Commission)发出,是于香港提供资产管理服务的必备资质。香港作为内地资金进行对外投资的重要桥梁,吸引众多企业希望持有该牌照。市场热度持续上升,According to authoritative statistics,As of the end of 2016,Hold Hong Kong9number plateThe number of institutions has reached 1,300,The number of licensed individuals reached 6,366。
获取香港9号牌照主要有两种途径:一是新注册公司直接向证监会申请,二是直接收购一家已持有牌照的公司。牌照申请具备一定门槛,这也直接决定了其高含金量。
申请条件与人员资质
According to the regulations of the Securities and Futures Commission of Hong Kong,申请企业必须于香港注册成立公司或登记为非香港公司。公司的业务架构及内部监控系统须符合证监会的要求,并须配备两名或以上Responsible person。负责人员须通过能力测试,同时满足以下资质:
- Educational qualifications:Prefer business administration、Accounting、Broker、Degree in finance or law。
- Industry experience:近6年内具备至少3年相关行业经验,且拥有2年以上管理技巧及经验,并通过监管认可考试。
Funding requirements
牌照申请需满足严格的资金门槛。企业实缴资金不得少于50010,000 Hong Kong dollars,并须维持足够的流动资金,具体数额视业务类别而定,通常介于10万至300万港元之间。
申请流程与证监会审批要点
申请机构在条件齐备后,可依规定流程向证监会递交申请。证监会重点考量范畴包括:公司的财政状况及偿付能力、人员的学历或其他资质与经验、Reputation、character、可靠性及财务方面的稳健性。实际审核中,审批标准以证监会最终要求为准,办理过程中可能出现额外要求。
at present,市场上有现成的1Number、4No. and No. 9 license platesavailable for transfer。如欲了解香港9号牌照或保险经纪、MSO、放债人等其他香港牌照的详细办理事宜,欢迎联系港信通获取免费咨询。
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