Hong Kong license number 9：Core advantages、Licensing requirements and application processIt is an important compliance tool for mainland institutions to access international capital markets.，The function is similar to that of a mainland private equity fund license.。With the Shanghai-Hong Kong Stock Connect、The Shenzhen-Hong Kong Stock Connect mechanism has been implemented one after another，Hang Seng Index continues to show good momentum，More and more private equity institutions regard the Hong Kong securities market as an important part of diversified development.，andHong Kong No. 9 License ApplicationThis is the first step to enter this market。
August this year，Greater China Real Estate Holdings, through its indirect wholly-owned subsidiary Yangli Capital，获Hong Kong Securities and Futures Commission批准取得香港4号及9号牌照。此次扬立资本获批的9号牌条件为不持有客户资产进行资产管理，Compare types of licenses that hold client assets，The application threshold is relatively low。This case also reflects，Obtaining the No. 9 license plate will help companies expand their revenue sources、Expand business scale，And get more choices in investment channels。
Hong Kong No. 9 license application conditions
ApplyHong Kong SFC No. 9 (asset Management)，Applicants need to meet the following core requirements：
- Own a Hong Kong company，Or register an overseas company in Hong Kong；
- Equipped with at least 2 Responsible Officers (RO)，Ensure asset management activities are run in an orderly manner；
- Establish a business structure and internal control system that complies with the standards of the Hong Kong Securities and Futures Commission；
- Ensure that there are quick-frozen funds and paid-up capital that meet the requirements，To maintain the company's financial stability。
Classification and differences of Hong Kong No. 9 license plates
Before formally submitting the application for Hong Kong No. 9 license，Applicants must first clarify the scope of asset management business they intend to carry out。If you plan to set up a private equity fund，Investment services are only provided to professional investors，则需申请小9号牌照；If you plan to establish a public offering fund and conduct fund retail，You must apply for a large No. 9 plate。Because there is a significant difference in the difficulty of application between the two，Directly affects subsequent expenses。
Hong Kong Type 9 License Fee Difference
There is a large difference in application fees for large and small No. 9 plates，Specific costs depend on business scope、The complexity of compliance structures and regulatory communication cycles。Small No. 9 brand does not involve high-standard requirements such as retail customer protection.，The overall cost is relatively controllable；Da9hao.com needs to invest more resources to meet the strict regulatory standards of public funds.，Costs accordingly higher。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
