Hong Kong license number 9It is an important compliance tool for mainland institutions to access international capital markets.，The function is similar to that of a mainland private equity fund license.。With the Shanghai-Hong Kong Stock Connect、The Shenzhen-Hong Kong Stock Connect mechanism has been implemented one after another，Hang Seng Index continues to show good momentum，More and more private equity institutions regard the Hong Kong securities market as an important part of diversified development.，andHong Kong No. 9 License ApplicationThis is the first step to enter this market。
August this year，Greater China Real Estate Holdings, through its indirect wholly-owned subsidiary Yangli Capital，Obtained approval from the Securities and Futures Commission of Hong Kong to obtain Hong Kong No. 4 and9license plate。This time Yangli Capital was approved9number plateThe condition is that no client assets are held for asset management.，Compare types of licenses that hold client assets，The application threshold is relatively low。This case also reflects，Obtaining the No. 9 license plate will help companies expand their revenue sources、Expand business scale，And get more choices in investment channels。
Hong Kong No. 9 license application conditions
Apply for Hong Kong License No. 9，Applicants need to meet the following core requirements：
- Own a Hong Kong company，Or register an overseas company in Hong Kong；
- Equipped with at least 2 Responsible Officers (RO)，Ensure asset management activities are run in an orderly manner；
- Establish a business structure and internal control system that complies with the standards of the Hong Kong Securities and Futures Commission；
- Ensure that there are quick-frozen funds and paid-up capital that meet the requirements，To maintain the company's financial stability。
Classification and differences of Hong Kong No. 9 license plates
Before formally submitting the application for Hong Kong No. 9 license，Applicants must first clarify the scope of asset management business they intend to carry out。If you plan to set up a private equity fund，Investment services are only provided to professional investors，You need to applysmall number 9 plateAccording to；If you plan to establish a public offering fund and conduct fund retail，You must apply for a large No. 9 plate。Because there is a significant difference in the difficulty of application between the two，Directly affects subsequent expenses。
Hong Kong Type 9 License Fee Difference
There is a large difference in application fees for large and small No. 9 plates，Specific costs depend on business scope、The complexity of compliance structures and regulatory communication cycles。Small No. 9 brand does not involve high-standard requirements such as retail customer protection.，The overall cost is relatively controllable；Da9hao.com needs to invest more resources to meet the strict regulatory standards of public funds.，Costs accordingly higher。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
