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What are the requirements for Hong Kong No. 9 plate application?

Financial card care question

Hong Kong Xintong Peng Yi Aaron said that with the recent recovery of the financial market, many related practitioners have gradually paid attention to the financial market.,The financial market has great influence in Hong Kong.,Hong Kong’s financial market has great influence and restrictive capabilities,Among them, Hong Kong's financial market has different license restrictions, which has a great impact.,The Hong Kong License No. 9 plays a very important role as an asset management license.,As a professional application company applying for financial licenses, Hong Kong Xintong International has very rich application experience.,According to the application experience of Hong Kong Xintong International, it can be simply divided into the following aspects::Type 9 license is an asset management license,With this business qualification,Mainland enterprises can use Hong Kong as a transit point,Provide stocks to investors at home and abroad、fund、Bond and other investment portfolio management services,However, as the Hong Kong Securities and Futures Commission (SFC) tightens its review,The acquisition of Hong Kong No. 9 license has become the main way to obtain qualifications。

Judging from relevant data released in 2019,There are 289 asset management licenses approved by the Hong Kong Securities Regulatory Commission.,Many of them were obtained through the acquisition of Hong Kong No. 9 license plates.,Acquisition in the form of transfer has no impact on the normal business operations of the enterprise,Recognized by the China Securities Regulatory Commission,More suitable for units that need to develop overseas business urgently。

At this stage,The acquisition of Hong Kong’s No. 9 license is of great significance to mainland private equity institutions,Obtain an asset management license,Private equity institutions are equivalent to being granted a pass to conduct business abroad.,Expanding the scope of investment targets can be more recognized by overseas investors,At the same time, we can also feel the impact of Hong Kong policies on taxation.

Advantages

,This is something that mainland licenses cannot match.。

Since we are talking about the acquisition and transfer of Hong Kong No. 9 license,,Then it is necessary to have an intuitive understanding of the application for Hong Kong No. 9 license。The Hong Kong Securities Regulatory Commission is very strict in its review and approval of business qualifications and licenses.,In recent years, the issuance of licenses has been tightened,Applicants need to meet higher requirements to qualify for application。Hong Kong No. 9 license application

Require

Register a Hong Kong company,Or an overseas corporation,Related products:What are the requirements for Hong Kong No. 9 plate application?

Require


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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