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Hong Kong No. 9 financial license:Application process and required information

Hong Kong No. 9 license application process

Hong Kong No. 9 financial licenseAs a type of qualification management license with more complete functions,It has long attracted the attention of many companies。Because it involves a wide range of financial business areas,Not only is this license difficult to apply for,,The number of applicants is also very large。For the need to carry outHong Kong financial businessFor enterprises,Obtaining the No. 9 license is an important foundation for compliant business development。

Shenzhen Hong Kong Xintong deeply cultivatesFinancial license agencyThirteen years in the field,Accumulated rich application experience。Based on past practical cases,Apply for Hong Kong License No. 9A complete set of the following information needs to be prepared systematically。

Application information list

  1. The name or title to be used
  2. Reason for using this name or title
  3. Detailed description of the nature of actual or proposed business activities
  4. The time and place at which the relevant business will be or is being carried on
  5. Date and place of incorporation
  6. A copy of the company’s currently adopted memorandum and articles of association
  7. A copy of the most recent audited accounts and annual report
  8. Provide independent assurance reports
  9. Business plan for the first three years of the branch or subsidiary to be established in Hong Kong
  10. Major shareholders、Names and addresses of directors and chief executive
  11. Company address
  12. any other required data
香港9号牌照申请材料
Hong Kong license number 9Application materials

The above are the core materials and details required to apply for Hong Kong No. 9 license。If your company is preparing to apply,Welcome to consult Hong Kong Information Communication。With thirteen years of experience in applying for financial licenses,Hong Kong Xintong can provide you with professional、Efficient agency service。


About Hong Kong Xintong

GXT-HKComposed of professional teams from mainland China and Hong Kong,Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting,Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate,Helping enterprises to go overseas efficiently and compliantly,Steady global layout。

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connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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