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Hong Kong No. 9 license application fee,Hong Kong Asset Management License Application Requirements

Financial card care question

Hong Kong Xintong Peng Yishuo License:For asset management companies,Hong Kong No. 9 plate is a symbol that can make customers more trustworthy,It is also a necessary qualification for us to carry out relevant business in Hong Kong。It can also be seen from this,The importance of Hong Kong asset management licenses to related companies。Now let’s talk about it in detail with Daji.,Regarding application for Hong Kong No. 9 license

cost

,Hong Kong Asset Management License

Application conditions

,Hope it helps everyone。

Private equity firms planning to apply for a license in Hong Kong must meet the following requirements:

Require

  1. Overseas corporations incorporated in Hong Kong or registered with the Companies Registry;
  2. The financial status and solvency are good and all company personnel have certain qualifications and experience.;
  3. The company must demonstrate that it has an appropriate business structure、Good internal control system and qualified personnel;
  4. A licensed asset management company must have at least two responsible officers;
  5. One less responsible officer must be a member of the board of directors;
  6. If you need to hold client assets,Low paid-up capital of HKD 5 million,Liquid capital is no less than HKD 3 million,In addition, the company needs to comply with strict risk control mechanisms。

In terms of personnel, individuals include relevant responsible persons and relevant licensed representatives. If they apply for a license from the Securities and Futures Commission,Must demonstrate competence and integrity standards to the SFC,Be a fit and proper person to carry out regulated activities。There are many points that need to be paid attention to when applying for Hong Kong No. 9 license,Although the official description is actually very detailed,But in fact, there are still many details that need to be paid attention to.。

If you need to know more about Hong Kong No. 9 license plate application

cost

,Learn about Hong Kong asset management license

Application conditions

,Welcome to contact me directly。Related products:Hong Kong No. 9 License Application

cost

, Hong Kong Asset Management License

Application conditions


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

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