Hong Kong as an international financial center，Financial business remains active，Many companies and individuals hope to enter this field。However，To operate financial businesses such as asset management, you must hold corresponding licenses，Not all companies can directly carry out。byHong Kong Asset Management License No. 9For example，The application threshold is relatively high，The process is also more complex，Therefore, more and more applicants choose to entrust professional organizations to assist in processing。
Hong Kong license number 9Application requirements
Hong Kong Securities and Futures Commission License No. 9Corporate structure of the applicant company、Personnel qualifications、There are strict requirements for financial status and compliance system，The overall threshold is higher，Many self-applicants often encounter obstacles due to incomplete materials or insufficient conditions.，This also makes professional agency an efficient choice。
Shell company acquisition costs and subsequent approval process
Based on Hong Kong Xintong’s experience in assisting many companies to obtain No. 9 license from the Hong Kong Securities Regulatory Commission，acquisitionLicensed Shell CompanyNot a simple equity transaction，Its subsequent compliance procedures are similar to those for domestic acquisitions of A-share shell companies.，are subject to regulatory approval。Hong Kong Securities and Futures Commission regulations，Once a major shareholder of a licensed company changes，You must apply to the Securities Regulatory Commission for approval。The definition of major shareholders covers shareholders holding 10% or more of the company's shares，and need to be traced back to the ultimate beneficiary。New shareholders need to submit a new business plan，Explain its future business plan for the company。
In the process of acquiring a shell company，The following points are particularly critical：
- Approval of change of major shareholder：Changing a major shareholder holding more than 10% of the shares must be approved by the China Securities Regulatory Commission，Approval time and results and the rationality of the business plan、The background of the new shareholder is closely related to。
- LicensedROConnection and recruitment：The shell company may come with several licensed responsible officers (ROs) who can work for a short period of 3 to 6 months.，However, each licensed institution must ultimately recruit qualified ROs independently.。RO is a scarce resource in Hong Kong，Difficult to find。
- RO change approval：Changing RO must also apply for approval from the China Securities Regulatory Commission，The entire process usually takes 3 to 4 months，Smooth preliminary negotiations between the buyer and seller does not mean that subsequent procedures are controllable。
also，The time it takes to find a suitable shell company and complete a shell transaction is often uncertain.。Applying for Hong Kong No. 9 plate involves a lot of time and energy investment，It is difficult for inexperienced applicants to operate on their own，Entrusting a qualified agency with rich experience can achieve the best balance between time cost and success rate.。
If you need to apply for Hong Kong No. 9 license，Welcome to contact us directly，Hong Kong Information Communication will provide professional、Efficient one-stop compliance solution。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
