About Blog Contact us
Number copied,Please add WeChat to discuss in detail

RO personnel who handle Hong Kong financial license No. 149 and transfer can stay on

Financial card care question

Hong Kong Information Communications Deng Sheng understands that Hong Kong can compete with New York in the United States、London, England is tied as the world's three largest financial center,In addition to its unique location

Advantages

and a sound financial market system,its clear、The efficient process for obtaining financial licenses is also a major reason why Chinese and foreign financial institutions can set up together.,Deng Sheng applies for Hong Kong No. 149 financial license and transfers RO personnel can stay in office,Its financial license application has clear standards、processes and rules,If we can successfully obtain a Hong Kong financial license,For further entry into the international financial market,Or provide services to mainland enterprises,can occupy a favorable market position。

RO personnel who handle Hong Kong financial license No. 149 and transfer can stay on

Application conditions

:Hong Kong’s financial licenses are divided into many categories,The difficulty of applying for a license is also different.。Hong Kong Securities and Futures Commission regulations,Application for various licenses requires 2 Hong Kong licensed responsible persons,The licensed responsible person needs to have three consecutive years of publicly disclosed capital market performance records and must pass a series of rigorous examinations and qualification reviews.。

at the same time,Enterprises also

Require

Have a physical office address in Hong Kong,Have an experienced management team to assist in running the company。

Subject qualification:Must be a company incorporated in Hong Kong or an overseas company registered with the Hong Kong Companies Registry Competency:Licensed corporations and registered institutions when conducting relevant business,Manage the risks you may face when doing business,Specifically, having the right business structure in place、Good internal control system and qualified business personnel;licensed representative:All persons carrying out regulated activities need to be licensed representatives。

licensed representative

Require

similar to responsible person,Only requires less qualifications and experience。Major shareholders, etc. must have the qualifications of suitable candidates:All major shareholders (referring to shareholders holding more than 10% of the equity or voting rights) must comply with the regulations of the China Securities Regulatory Commission.”suitable person”criteria。The financial capacity of the entity:Applicants are required to maintain sufficient financial resources。

For the type of regulated activity,The applicant’s low paid-up share capital

Require

Ranging from 0 to 30 million Hong Kong dollars。in addition,All SFC licensed corporations have different regulatory capital

Require

(”Liquid capital”)。Hong Kong company taxation is in accordance with Hong Kong company laws,All companies operating business in Hong Kong,Must keep proper records and accounts of its income and expenditures,in order to determine its profit。

The RO personnel who apply for Hong Kong No. 149 financial license and transfer can stay on. Due to the need for accounting, your company must properly keep the following information.:bank statement、sales invoice、Purchase invoice、Transaction receipts from bank statements、All business

cost

of documents、Lease contract, etc.(Relevant documents must reflect the company name)。

Hong Kong corporate taxation Hong Kong adopts the geographical source principle for taxation,Profits derived from Hong Kong must be taxed in Hong Kong,Profits derived from other places are not subject to profits tax in Hong Kong。

If business occurs in Hong Kong,the profits will be deemed to be derived from Hong Kong,Need to pay taxes to the Hong Kong government,RO personnel who apply for Hong Kong No. 149 financial license and transfer can stay on. The following points are provided to verify whether the business occurs in Hong Kong.:Whether the supplier and customer are Hong Kong merchants;Whether the signing process of the order contract takes place in Hong Kong;Whether customs declaration occurs in Hong Kong,Receiving and shipping, etc.;Whether there are any business records with the Hong Kong government, etc.。

The content of this article is strictly prohibited from being reproduced by any website or individual.,Violators will be punished。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

Hong Kong Monetary AuthorityHKMA

Hong Kong’s first batch of stablecoin licenses landed! Only 2 tickets were released and 36 applications were submitted.,Impact analysis on Web3

2026April 10,The Hong Kong Monetary Authority (HKMA) issues the first batch of 2 stablecoin licenses,HSBC and Dingdian Financial stood out from 36 applications。Hong Kong Xintong provides an in-depth analysis of Hong Kong’s high-threshold regulatory standards for stablecoins、Details of approved institutions and profound implications for the digital finance and Web3 industries。
Hong Kong MSO license application case sharing

[Case Sharing] Helping mainland Chinese companies obtain Hong Kong MSO licenses,The first step to achieve cross-border

2026March,Explain that Hong Kong Information Technology is a mainland cross-border enterprise,Cases of successful application for Hong Kong Money Services Operator (MSO) license。Detailed explanation of venue requirements、RO recruitment、Compliance manual preparation and other key aspects,Share practical experience。
Financial card care question

Is registering an offshore company in Hong Kong good for foreign trade??

Is registering an offshore company in Hong Kong good for foreign trade??Nowadays, more and more friends who are engaged in foreign trade find that,All my friends have registered overseas companies.:Register a Hong Kong company、Register a UK company、Pacific Islands Company, etc.。
Financial card care question

What are the benefits of registering a Hong Kong company in Shenzhen?

What are the benefits of registering a Hong Kong company in Shenzhen? Hong Kong is an international metropolis with extremely developed information.,It is the freest trade port in the world.,Coupled with its good infrastructure and sound legal system,
Contact
Agent
Gold License-Compliance Consultant8:00 AM – 11:00 PM
QR
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts