Hong Kong license number 9It is an essential qualification for providing asset management services.，It is also an important compliance channel for mainland funds to invest overseas.。in recent years，Hong Kong financial licenseThe popularity continues to rise，As of the end of 2016，holdHong Kong license number 9The number of institutions has reached 1,300，There are 6,366 licensed individuals。The higher the application threshold，Its market recognition and value are also becoming more prominent。
How to obtain Hong Kong No. 9 license
There are two main ways for enterprises to obtain Hong Kong license No. 9:：
- Establish a new company and report directly toHong Kong Securities and Futures CommissionApply for a license；
- Acquisition of a Hong Kong company that already holds license No. 9。
at present，GXT-HKThere are ready-made1Number、4Number、9license plateavailable for transfer，Can effectively shorten the acquisition cycle。If you want to know the details of the Hong Kong No. 9 license or the application for other financial licenses，Please contact Peng Yi, Hong Kong Information Communications Consultant (Hong Kong Information Communications-)。
Hong Kong No. 9 License Application Conditions and Qualification Requirements
Hong Kong Securities and Futures CommissionThere are clear criteria for applying for No. 9 license，Enterprises need to fully meet all requirements。
Company registration and structure requirements
Applicants must first establish a company in Hong Kong，Or register as a non-Hong Kong company at the Hong Kong Companies Registry。The company's business structure、Internal control systems, etc. must comply with the regulations of the Securities Regulatory Commission。
Personnel qualification requirements
The applicant company must have at least twoResponsible person，Responsible personMust pass relevant ability test。Industry qualifications and academic qualifications，Prefer business administration、Accounting、Broker、Professionals with degrees in finance or law；in experience，The responsible person must have 3 years of relevant industry experience in the last 6 years，Includes at least 2 years of management skills and experience，and has passed the supervisory certification exam。
Funding requirements
Applying for companyPaid-in capitalMust be above HKD 5 million，Liquidity required depends on license type，Approximately HKD 100,000 to HKD 3 million。During the actual processing，Specific requirements are subject to final review by the China Securities Regulatory Commission.。
Hong Kong No. 9 license application process and key points of the China Securities Regulatory Commission’s review
After the conditions are met，Applicants can formally submit applications to the Securities and Futures Commission of Hong Kong。The CSRC mainly considers the following key aspects when reviewing:：
- Financial position and solvency；
- Personnel qualifications、Qualifications and industry experience；
- The credibility of the applicant organization and relevant personnel、character、Reliability and financial soundness。
The entire process requires strict requirements on the comprehensive strength of institutions and personnel.，Fully reflect the professional value of No. 9 license。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
