Hong Kong license number 9：Core advantages、Licensing requirements and application processIt is an essential qualification for providing asset management services.，It is also an important compliance channel for mainland funds to invest overseas.。in recent years，Hong Kong financial licenseThe popularity continues to rise，As of the end of 2016，holdAnalysis of Hong Kong financial license application process and compliance access key pointsThe number of institutions has reached 1,300，There are 6,366 licensed individuals。The higher the application threshold，Its market recognition and value are also becoming more prominent。
How to obtain Hong Kong No. 9 license
enterprise acquisitionHong Kong SFC No. 9 (asset Management)There are mainly two ways：
- Establish a new company and report directly toHong Kong license number 9：Application conditions、Securities Regulatory Commission Assessment Criteria and Processing FeesApply for a license；
- Acquisition of a Hong Kong company that already holds license No. 9。
at present，Hong Kong Xintong has ready-made No. 1、4Number、9Licenses are transferable，Can effectively shorten the acquisition cycle。If you want to know the details of the Hong Kong No. 9 license or the application for other financial licenses，Please contact Peng Yi, Hong Kong Information Communications Consultant (Hong Kong Information Communications-)。
Hong Kong No. 9 License Application Conditions and Qualification Requirements
The Securities and Futures Commission of Hong Kong has set clear standards for applications for Type 9 licenses，Enterprises need to fully meet all requirements。
Company registration and structure requirements
Applicants must first establish a company in Hong Kong，Or register as a non-Hong Kong company at the Hong Kong Companies Registry。The company's business structure、Internal control systems, etc. must comply with the regulations of the Securities Regulatory Commission。
Personnel qualification requirements
The applicant enterprise must have at least two responsible personnel，Responsible personnel must pass relevant competency tests。Industry qualifications and academic qualifications，Prefer business administration、Accounting、Broker、Professionals with degrees in finance or law；in experience，The responsible person must have 3 years of relevant industry experience in the last 6 years，Includes at least 2 years of management skills and experience，and has passed the supervisory certification exam。
Funding requirements
The paid-in capital of the applicant company must be more than HKD 5 million.，Liquidity required depends on license type，Approximately HKD 100,000 to HKD 3 million。During the actual processing，Specific requirements are subject to final review by the China Securities Regulatory Commission.。
Hong Kong No. 9 license application process and key points of the China Securities Regulatory Commission’s review
After the conditions are met，Applicants can formally submit applications to the Securities and Futures Commission of Hong Kong。The CSRC mainly considers the following key aspects when reviewing:：
- Financial position and solvency；
- Personnel qualifications、Qualifications and industry experience；
- The credibility of the applicant organization and relevant personnel、character、Reliability and financial soundness。
The entire process requires strict requirements on the comprehensive strength of institutions and personnel.，Fully reflect the professional value of No. 9 license。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
