Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience，Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise：SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions：Hong Kong licensed asset management company & SFC Compliance Team

Hong Kong No. 9 plate application：Responsible Personnel Requirements and Funding Requirements

2025-01-18

Hong Kong License No. 9 is a key qualification for carrying out asset management business，The application process involves the requirement for the responsible person to be stationed in Hong Kong、Minimum liquid capital and other compliance conditions。This article systematically analyzes the entire application process and precautions。

Hong Kong Bitcoin Futures Contract：regulatory attributes、Licensing Requirements and Digital Asset Risks

2025-01-18

The Securities and Futures Commission of Hong Kong stipulates that providing Bitcoin futures trading services to Hong Kong investors requires applying for a No. 9 license，Operating without a license may constitute a criminal offense。Investors need to be aware of cryptocurrency trading platform risks，including asset theft、Price fluctuations and market manipulation, etc.。

Hong Kong license number 9：Processing method、Licensing requirements and application process

2025-01-06

This article systematically analyzes the application conditions for Hong Kong No. 9 license、Application process and actual cases，Covered Personnel Requirements、Key points of company qualifications and SFC review，And provide professional advice on license transfer and acquisition。

Overseas company registration

Company maintenance

Category 1：Payments and Remittances

Category 2：Securities/Investment

Category III：Digital Assets/VASP

Category 4：Bank/Insurance/Trust

Category 5：Specific products/others

Continuous Compliance

Compliance Consulting/Review

Asian bank account opening

International bank account opening

wealth management

Immigration/Identity Planning

Zhou Haoming

Hong Kong No. 9 plate application：Responsible Personnel Requirements and Funding Requirements

Hong Kong Bitcoin Futures Contract：regulatory attributes、Licensing Requirements and Digital Asset Risks

Hong Kong license number 9：Processing method、Licensing requirements and application process