Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience，Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise：SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions：Hong Kong licensed asset management company & SFC Compliance Team

Four major advantages of holding Hong Kong No. 9 plate

2025-01-30

Hong Kong License No. 9 brings four major advantages to organizations：Expand the scope of overseas investment to equity assets and derivatives，Meet the diversified allocation needs of high net worth customers，Attract stable and rational overseas funds，And enjoy Hong Kong’s tax incentives to reduce your burden。

Hong Kong stock market latest news：Full analysis of Hong Kong No. 9 license plate

2025-01-28

Hong Kong License No. 9 is a key qualification for asset management business，This article explains the application requirements in detail、process、Fees and Compliance Requirements，Provide practical guide for private equity funds to enter the Hong Kong market。

Hong Kong No. 9 plate qualification application process，Hong Kong asset management qualification application process

2025-01-18

Hong Kong License No. 9 is a key qualification for carrying out asset management business，The application process involves the requirement for the responsible person to be stationed in Hong Kong、Minimum liquid capital and other compliance conditions。This article systematically analyzes the entire application process and precautions。

Hong Kong Securities and Futures Commission：Bitcoin futures trading must apply for a Hong Kong asset management license No. 9

2025-01-18

The Securities and Futures Commission of Hong Kong stipulates that providing Bitcoin futures trading services to Hong Kong investors requires applying for a No. 9 license，Operating without a license may constitute a criminal offense。Investors need to be aware of cryptocurrency trading platform risks，including asset theft、Price fluctuations and market manipulation, etc.。

Detailed explanation of Hong Kong No. 9 license plate application process_High-quality Hong Kong No. 1 No. 4 No. 9 license transfer

2025-01-06

This article systematically analyzes the application conditions for Hong Kong No. 9 license、Application process and actual cases，Covered Personnel Requirements、Key points of company qualifications and SFC review，And provide professional advice on license transfer and acquisition。

Overseas company registration

Company maintenance

Category 1：Payments and Remittances

Category 2：Securities/Investment

Category III：Digital Assets/VASP

Category 4：Bank/Insurance/Trust

Category 5：Specific products/others

Continuous Compliance

Compliance Consulting/Review

Asian bank account opening

International bank account opening

wealth management