Professional architecture consulting
Top-level architecture design and offshore trust solutions
Licensing qualification assessment
Pre-compliance assessments provided by former regulator veterans。
Contact a Compliance ExpertRisk Assessment and Audit
Customized risk management and professional auditing,Build a business defense line。
Assist in establishing a comprehensive global compliance structure,Avoid regulatory risks,Ensure the stable operation of financial services。
Get compliance advice
Make an appointment with an expertIn-depth analysis of KYC review logic,Customized corporate capital flow and offshore account solutions。
Accelerated pre-qualification for account opening
Submit requirementsProvide customized global asset allocation for high net worth families、Tax planning and identity parallel solutions。
Make an appointment with a private consultant
Confidential consultationZhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。
Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。
Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team


