Overseas company registration

Register a Hong Kong company Register an offshore company Register a US company Register a Singapore company Register a Cayman Company Register a BVI company

Company maintenance

Hong Kong company annual review Hong Kong company audit Overseas company annual review

Category 1：Payments and Remittances

Hong Kong MSO License (money services) US MSB license (Payment/exchange) British AEMI Electronic Money License Singapore MAS payment license Canadian MSB license

Category 2：Securities/Investment

Hong Kong SFC 1-12 number plate Hong Kong SFC No. 9 Asset Management British FCA license (Securities/Investment) U.S. SEC RIA license Australian AFSL license

Category III：Digital Assets/VASP

Hong Kong VASP License New York State BitLicense, USA California DFAL encryption license

Category 4：Bank/Insurance/Trust

Hong Kong Trust Company License (TCPS) Hong Kong Insurance Broker License (IA) Hong Kong Bank/Virtual Banking License

Category 5：Specific products/others

Hong Kong Money Lenders License (Cai Tsai License) Hong Kong Gold and Silver Trading Center License Consultation on difficult and complicated diseases for overseas licenses

Continuous Compliance

Ongoing compliance support OFC & LPF Continuous Compliance Customized compliance documents

Compliance Consulting/Review

VASP/FinTech Compliance Mock review/regulatory inquiry

Asian bank account opening

Hongkong (HSBC/Standard Chartered/Hang Seng) Singapore (DBS/UOB/OCBC) Mainland China (company/individual)

International bank account opening

America (United States/Canada) Europe (UK/Switzerland)

wealth management

Family trust establishment Offshore private banking services CRS tax consulting

Immigration/Identity Planning

Hong Kong talents/experts Singapore Investment Immigration
About Blog Contact us

Dedicated consultant support

HK/Whatsapp: 852 9186 3288 Mail: info@gxt-hk.com
Number copied，Please add WeChat to discuss in detail

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience，Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements，Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system，as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT)，To meet strict regulatory compliance standards。

Areas of expertise：SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions：international investment bank、Licensed securities trading company、asset management company

Financial card care question

Compliant Hong Kong No. 149 plate transfer，Hong Kong 149 license legal issues

The latest report from the Securities and Futures Commission of Hong Kong shows that the number of licensed institutions has hit a record high，At the same time, strengthen the regulation of the asset management industry and electronic application requirements.。This article systematically analyzes the legal compliance points involved in the transfer of No. 149 plates.、Regulatory trends and practical guidance。
Financial card care question

Hong Kong No. 149 license application，Professional Hong Kong license agency

The popularity of applying for Hong Kong No. 149 license continues to rise，Become an important channel for mainland investors to allocate overseas assets。Professional agencies can provide full-process services，Including analysis of license plate differences、Licensed talent docking and existing license acquisition plan，Help enterprises quickly develop compliant financial services。
Financial card care question

Hong Kong No. 1 License Acquisition，Acquisition of Hong Kong License No. 1

The acquisition of Hong Kong No. 1 license has become an important way for enterprises to quickly obtain securities trading qualifications。This article explains the acquisition process in detail、Securities Regulatory Commission approval requirements、Responsible personnel qualification requirements and the advantages of expanding financial business through acquisitions，Provide reference for enterprises to enter the market in compliance with regulations。
Financial card care question

Hong Kong No. 149 license plate application guide

Hong Kong License No. 149 allows institutions to provide securities and futures trading、Investment advice and discretionary asset management services。Applications need to meet the capital requirement of HKD 5 million，The responsible person must have a bachelor's degree and more than 5 years of relevant experience，and required to maintain prescribed financial resource standards.。
Financial card care question

Agency for Hong Kong No. 1 plate|Hong Kong Financial License No. 1|Hong Kong Securities and Futures Commission

Hong Kong as a global financial center，Its No. 1 financial license is crucial for fintech companies。This article analyzes the advantages of virtual bank licenses、How the application process and professional agency services help companies efficiently complete compliance layout。
Financial card care question

Alibaba obtains Hong Kong financial brokerage license，Disclosure of conditions for becoming a Hong Kong No. 149 license holder

Alibaba established a joint venture with Hong Kong Ruidong Group through the CEPA framework，Breaking through domestic brokerage license restrictions。This article explains in detail the application requirements for No. 149 license、Joint venture structure and private investment access policy，Provide compliance path reference for cross-border financial business expansion。
Financial card care question

Revealed! Analysis of Hong Kong No. 149 plate

Hong Kong as an international financial center，Its financial license system has attracted much attention。This article provides an in-depth analysis of the classification of No. 149 license plates.、Application requirements and market value，Help institutions understand Hong Kong’s regulatory framework and cross-border business compliance paths。
Financial card care question

Hong Kong No. 149 License Management Guide，Hong Kong No. 149 license application

Hong Kong Securities and Futures Commission financial licenses are divided into numbers 1-10，Among them, the No. 9 asset management license attracts the most attention。The application must meet the requirements of the licensed responsible person、Office address、Management team and other requirements，and comply with ongoing regulatory requirements。
Financial card care question

What are the application requirements for Hong Kong financial licenses No. 1 to 9?

Application for Hong Kong financial license No. 1-9 requires company registration、business address、business structure、Risk resistance capabilities and responsible personnel allocation and other conditions，Each type of regulated activity requires the appointment of at least two responsible officers，and the executive directors need to seek approval from the Securities and Futures Commission。
Financial card care question

Hong Kong No. 1 plate acquisition、How much does it cost to transfer

Hong Kong No. 1 license plate is divided into large No. 1 plate and small No. 1 license plate.，There are differences between the two in terms of securities trading functions and profit models.。This article analyzes in detail the cost factors of license acquisition and transfer、Securities Regulatory Commission application conditions and licensed responsible person requirements，Help investors understand how to obtain securities trading qualifications in compliance with regulations。
Contact
Agent
Gold License-Compliance Consultant8:00 AM – 11:00 PM
QR
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts