last year，金葵花资本旗下的中和瑞信获得Hong Kong Securities and Futures Commission（SFC）批复的Hong Kong No. 1、4Number、9license plate，And take advantage of the different business functions of the three types of licenses，Build a bridge of investment services for customers in China and Hong Kong，Meet investors’ needs for cross-border asset allocation。As mainland institutions accelerate their deployment in Hong Kong’s securities and asset management market，Except for direct application，by transfer、Obtain Hong Kong No. 1 by acquisition、4Number、9The number of license plate cases also continues to increase，Becoming one of the important ways for enterprises to enter the Hong Kong financial market。
Hong Kong No. 1、4Number、9Number plate types and business purposes
Hong Kong Securities and Futures Commission licenseBy type of regulated activity，Different licenses correspond to different business permissions。Before an enterprise carries out license transfer or acquisition，It must be clearly judged whether the target license matches its own business model、Customer structure and future market planning。
Hong Kong License No. 1：Securities trading
The core function of Hong Kong License No. 1 is securities trading。Licensed individuals or companies can carry out activities such as stock buying and selling and other securities-related asset transactions.，Is a securities broker、A very critical license type in transaction matching and related business layout。
Hong Kong license No. 4：Advise on securities
Hong Kong No. 4 license is an important license for securities companies to improve their service sector.，Primarily used to provide advice on securities。This type of license requires higher professional capabilities for licensed individuals and licensed institutions.，Usually requires more systematic securities knowledge and compliance service capabilities，To provide investors with securities investment-related advice。
Hong Kong license number 9：asset Management
Hong Kong license No. 9 is more active in the transfer and acquisition market，Its business nature is equivalent to the private equity management function as understood by the mainland market.。Due to the stricter approval process for relevant businesses in the Mainland,，Many investment institutions choose Hong Kong as an international platform，Do business in global markets，and manage securities or futures contract investment portfolios for clients。
Hong Kong No. 1、4Number、9License transfer price considerations
Hong Kong No. 1、4Number、9The transfer price of license plates is not fixed，It usually needs to be evaluated based on the actual situation of the target company.。in，Whether to carry products for transfer，Is one of the important factors affecting market prices。Generally speaking，License entities with products have relatively higher valuations in the market。
If Hong Kong No. 1、4Number、9License plates are sold in packages，Often more advantageous in terms of price and business integrity。For those interested in quickly setting up securities trading、For institutions with securities consulting and asset management business systems，Combined licenses can shorten the business implementation cycle to a certain extent，And improve the overall license allocation efficiency。
Market advantages of Hong Kong’s financial license layout
Hong Kong as an international financial center and asset management center，Under the trend of increasing internationalization of global investment,，Financial institutions’ requirements for compliance qualifications will continue to increase。Whether you choose to apply or transfer、Obtain Hong Kong No. 1 by acquisition、4Number、9license plate，Complete compliance entry in advance，All help enterprises establish higher competition barriers in the international financial market。
For financial institutions planning to serve customers in China, Hong Kong and overseas，The Hong Kong Securities and Futures Commission license not only represents business access qualifications，It’s more about customer trust、product release、Money management、Cross-border services and subsequent capital operation capabilities。How to obtain a license plate、Main body due diligence、Compliance structure and subsequent maintenance，System planning should be carried out before trading。
Hong Kong Xintong Hong Kong SFC License Service Advantages
Hong Kong Xintong in Hong Kong No. 1、4Number、9Number plate transfer、Ten years of experience in acquisition and management，Be familiar with the registration procedures for Hong Kong licenses No. 1 to 10。As the largest Hong Kong securities license operator in Guangdong Province,，Hong Kong Xintong has long maintained its price advantage and professional advantage in the same field.，Can provide license application for enterprises、Acquisition evaluation、Transfer docking and compliance implementation support。
To learn more about Hong Kong 1、4Number、9Number plate transfer、Acquisition and management plan，You can further communicate with HKIT，Combined with enterprise business model、Equity structure、Person in charge’s qualifications and future operation plans，Develop a more robust compliance path。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
