Hong Kong’s financial market continues to be favored by Chinese companies。From the beginning of the year to August 8, 2018，The financing scale of listing in Hong Kong has reached HK$187 billion.。Behind the active market competition，Is the impact of enterprises on Hong Kong’s financial system?、Highly recognized by the regulatory system and international financing environment；Strict regulatory framework and tough regulatory attitude，It also further enhanced market confidence。
In this context，Hong Kong 1、4、9license plate combinationIt has become an important compliance tool for many institutions to layout the international investment market.。Integration of Hong Kong Information and Communications TechnologyHong Kong No. 149 plate transferPractice，Sort out its uses、Acquisition process and Hong Kong No. 1 plate acquisition：Responsible personnel qualifications and transfer practice configuration requirements，Help enterprises more efficiently evaluate license acquisition and business implementation paths。
The main uses of Hong Kong No. 149 plate
Hong Kong No. 149 plateNot a single license，RatherHong Kong Securities and Futures Commission Quarterly Report：Licensed growth、Regulatory reform and enforcement prioritiesA combination of licenses for different regulated activities。The business functions corresponding to different licenses are different.：
- Hong Kong License No. 1 is mainly used to provide securities trading services。
- Hong Kong No. 4 License mainly provides securities trading services。
- Hong Kong No. 9 plate is mainly used to help customers with asset management。
Hong Kong No. 149 license plate portfolio mainly targets the international investment market。Many customers apply for or acquire Hong Kong No. 149 license plate，Develop a more flexible business layout between the international market and the mainland market。Compared with the mainland market，Leverage ratios in Hong Kong’s financial markets are generally higher，Financing interest is also lower，Therefore, it has strong cross-border business attraction。
There are many cases of transfer and acquisition of No. 149 license plates in Hong Kong，Among them, mainland private equity institutions use license number 149 to，Allocate broader overseas assets for customers，Expand international asset management and securities-related businesses。
Hong Kong No. 149 plate transfer process
Similar to the relevant regulatory requirements in the Mainland，Hong Kong financial licenseNot transferable individually。If an enterprise hopes to obtain Hong Kong license No. 149 through acquisition，Usually needs to be acquired together with the licensed company。
The transfer of Hong Kong No. 149 plate involves many matters，including but not limited to：
- Evaluate whether to acquire a “big name” or a “little name”。
- Confirm whether the responsible person needs to be changed。
- Confirm whether the company’s registered address needs to be changed。
- Confirm whether the company's business address needs to be changed。
- Prepare and submit detailed change application materials required by the Securities Regulatory Commission。
Since the entire process requires continuous communication with the Securities and Futures Commission of Hong Kong，and deal structure、Company information、Professional handling of licensed personnel and subsequent operational arrangements，If an enterprise plans to acquire Hong Kong No. 149 license plate and transfer resources，It is recommended to entrust a professional organization familiar with Hong Kong’s financial licensing practices to assist in the advancement，To reduce communication costs and compliance risks。
Requirements for responsible persons in the transfer of Hong Kong No. 149 plates
Each type of Hong Kong financial license usually requires at least two individual licensees。therefore，When applying for or transferring Hong Kong No. 149 plate，Enterprises should give priority to identifying responsible personnel who hold multiple types of license qualifications。This will help meet the compliance requirements of the license portfolio，It can also reduce the number of people the company needs to hire.，thereby reducing labor costs。
Hong Kong’s individual financial license holders have relatively scarce resources。Hong Kong Xintong has connected with a considerable number of individual licensed personnel resources in Hong Kong，Can be customized according to different 149 number plate combination requirements，Matching suitable talent allocation solutions for enterprises，Assist customers to complete the transfer and acquisition of Hong Kong No. 149 license plate at a lower cost。
Hong Kong No. 149 plate acquisition and handling suggestions
Relying on the management experience and resources accumulated from long-term docking with the Hong Kong Securities Regulatory Commission，Hong Kong Xintong can customize complete solutions for the following types of customers：
- Customers who have not yet been assigned a responsible person。
- Customers who lack personal licensed personnel resources。
- Don’t know how to register a Hong Kong company as a customer?。
- Clients who are not sure what type of Hong Kong company should be registered。
- Customers who plan to quickly obtain Hong Kong license No. 149 through acquisition。
If you want to learn more about the transfer of Hong Kong No. 149 plate、acquisition、Responsible for staffing and overall compliance implementation plan，Welcome to contact Hong Kong Information Communications Consultants directly for detailed communication。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
