Hong Kong No. 1、4Number、9The license plate isA corporation licensed by the Securities and Futures Commission of Hong Kong：Analysis of application conditions and RO requirementsPopular types of regulated financial license systems that have attracted market attention。in，Hong Kong No. 9 License Application：main body、Funding and personnel review pointsAs an important tool for mainland private equity funds to deploy overseas assets，In recent years, private equity institutions have continued to、Asset management companies and cross-border financial platforms attach great importance to。The onset of the trade war has further stimulated the need for private equity funds to “go overseas”，Dozens of private equity fund manager clients we work with believe that，Process or purchase at this timeHong Kong No. 149 license transfer：Analysis of business purposes and RO requirementsresource，It is an important window to seize opportunities in the international capital market.。
There are significant differences between Hong Kong’s financial industry regulatory system and that of the Mainland，Its safety level ranks seventh in the world。Because supervision is mature、High market recognition，in progressHong Kong No. 149 plate transfer：process、Personnel requirements and acquisition practiceshour，Must be combined with the actual situation of the license plate、Licensed company structure、Responsible for arranging professional changes in staffing and business scope，To save time to the greatest extent、Reduce communication costs，and improve the certainty of subsequent business operations。
Market value of Hong Kong license No. 149 and overseas demand
One of the clients we have served is a well-known private equity institution in Beijing.，The person in charge has stated，Against the background that mainland investors generally lack confidence in the local investment environment，Obtained Hong Kong license No. 149，Just like the external expansion in the Age of Discovery，Full of opportunities and imagination。The Beijing-based private equity firm finally obtained Hong Kong license No. 9，而香港9号牌照也是2017年Hong Kong Securities and Futures Commission发牌数量较多的一类牌照。
Regarding plans to expand overseas asset management、Fund management、For institutions with securities trading and investment consulting related businesses，Hong Kong license is not just a compliance threshold，Entering the international capital market、A key foundation for building investor trust and improving cross-border business structures。
Differences in Hong Kong No. 149 plate transfer resources and quotations
The current Hong Kong No. 149 license plate transfer resources on the market are not sufficient.，The price differences between different targets are also obvious。For example，Companies that only hold a "Small 9" financial license，With companies that also have No. 4 licenses，There is usually a difference in market quotations。
Combined with our handling experience，If a customer applies for a Hong Kong No. 4 license while applying for a Hong Kong No. 9 license，The energy and time required，Usually it is not much different from applying for Hong Kong No. 9 license plate separately.。therefore，From a normal market logic perspective，Only small No. 9 license plates and objects with both No. 4 license plates，There should be no excessive disparity in the price quoted。
For customers who are not familiar with Hong Kong’s No. 149 license plate transfer market situation，We recommend conducting adequate due diligence prior to acquisition，Focus on checking license status、Company History、business records、Responsible personnel arrangement、Equity structure and feasibility of subsequent changes，Avoid taking additional risks due to opaque underlying information。
Hong Kong No. 149 plate transferable type combination
For customers who have not yet identified acquisition targets，We can provide ready-made Hong Kong No. 149 plate transfer resources，And covers a variety of market popular license combinations，Facilitate customers to quickly match suitable targets according to business direction。
- 14combination
- 49combination
- 149combination
- Other Hong Kong Regulated Financial License Portfolios No. 1-10
Different combinations are suitable for different business models。We will work according to the customer's business plan、Funding arrangements、Personnel conditions and subsequent compliance operation requirements，Assist in selecting more matching license resources，and develop acquisition and change paths。
Hong Kong Securities and Futures Commission license change services after acquisition
Customers who choose to acquire regulated financial licenses No. 1-10 in Hong Kong through Hong Kong Xintong，Take advantage of our free change service。We are able to professionally interface with the Hong Kong Securities and Futures Commission on behalf of our clients.，Help advance equity、director、Responsible person、Change process for business plans and related compliance documents。
We have been providing Hong Kong financial licensing services for ten years，Familiar with the communication logic of the Securities Regulatory Commission、Key points in document preparation and practical details，Therefore, the overall processing cost can be reduced by 40%-50% compared with the market price.。For customers who currently do not have a suitable responsible person or licensed personnel，We can also provide corresponding affiliate resource support，Help customers build a compliance operation structure faster。
Suggestions on transfer of Hong Kong No. 149 plate
Core Values of Hong Kong License No. 149，Not just the license itself，What matters more is whether the changes can be successfully completed after the acquisition is completed.、Meet regulatory requirements and launch international financial business as quickly as possible。Our goals are always clear：Help customers complete compliance access with higher efficiency，Allow customers and investors’ funds to obtain corresponding returns in the capital market。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
