Hong Kong 1、4、9Differences and business scope of license plates
Hong Kong No. 1、4Number、9号牌照为独立审批的牌照类型，Each corresponds to different regulated activities。If an enterprise engages in asset management business, it must hold a No. 9 license，To carry out securities consulting business, you need to apply for a No. 4 license；If the business involves multiple areas at the same time，Can apply for No. 1 simultaneously、4No. and No. 9 license plates。overall，The application process has high requirements for institutional brokerage strength and compliance foundation.，The general processing cycle is about 6 months，longer time span。
Application conditions and time requirements
Considering that the application process is complicated and time-consuming,，Many companies choose to entrust third-party professional agencies to handle it on their behalf.，to save administrative costs and time。Hong Kong Xintong has accumulated a large number of practical cases，Provide support to customers interested in obtaining licenses efficiently。according toHong Kong financial license classification、Application conditions and process analysisdata，2016年全年共发出165家9号牌（资产管理牌照），The highest since 2006；As of the end of February 2017，17 institutions have successfully obtained license No. 9。Against the background of active Hong Kong stock market and growing demand for overseas asset allocation，More and more institutions are obtainingHong Kong financial licenseto attract international investors。
Hong Kong 1、4、9license plateThe application conditions cover the following specific areas:：
- Registered capital
- office space
- Staffing
- Resume of person in charge
- Enterprise business planning
以上各项均须符合Securities Regulatory Commission的明文规定，indispensable。
Two ways to obtain a license
at present，Get Hong Kong 1、4、9The main types of license plates are as follows:：
- Register and establish a compliant company in Hong Kong，Submit a new license application directly to the Securities and Futures Commission of Hong Kong；
- Directly acquire an existing company that has successfully obtained relevant licenses，To take over its license qualification。
Both methods can provide professional assistance through Hong Kong Information Communication。For the first method，Hong Kong Xintong can provide substantial conditional support，Including office and residential arrangements、Recommendations to qualified personnel, etc.；For the second method，Currently, Hong Kong Information Communications has No. 1、4Number、9License transfer resources，Flexible choices for customers。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
