Asset management business is one of the core sectors of Hong Kong’s financial market，holdHong Kong Securities and Futures CommissionType 9 regulated activity license (i.e.9number plate) is the legal basis for carrying out asset management business。For institutions looking to quickly enter the field，License acquisitionis an efficient path，However, it must strictly meet the requirements of the Securities and Futures Commission of Hong KongCompliance threshold。The following summarizes the key conditions for the acquisition of No. 9 licenses:。
Licensed Responsible PersonRequire
Hong Kong Securities and Futures Commission regulations，To apply for an asset management (No. 9) license, you must have at least 2 licensed responsible persons.。The licensed responsible person must have the following qualifications：
- Have 3 to 5 consecutive years、Public and verifiable capital markets performance records；
- Passed a series of rigorous examinations and qualification reviews designated by the Hong Kong Securities Regulatory Commission。
Operational infrastructure requirements
Enterprises must have a physical office address in Hong Kong，and set up an experienced management team to take charge of daily operations，Ensure compliance and soundness of business operations。
The above conditions constitute the basic compliance framework for the acquisition of Hong Kong No. 9 license。As for specificApplication processOr there are questions about the details of case review，Welcome to contact Hong Kong Xintong for further information。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
