Blog Contact us
Number copied,Please add WeChat to discuss in detail

Hong Kong No. 9 license plate acquisition:Application conditions and core requirements

Featured picture of Hong Kong No. 9 license plate acquisition

Asset management business is one of the core sectors of Hong Kong’s financial market,holdHong Kong financial license application:Application conditions、Process and Supervision Points第9类受规管活动牌照(即9号牌)是开展资产管理业务的法定基础。For institutions looking to quickly enter the field,牌照收购是一种高效路径但必须严格满足Hong Kong Securities and Futures CommissionofCompliance threshold。The following summarizes the key conditions for the acquisition of No. 9 licenses:。

Licensed Responsible Person Requirements

Hong Kong Securities and Futures Commission regulations,Applying for an asset management (No. 9) license requires at least 2 peopleLicensed Responsible Person。The licensed responsible person must have the following qualifications:

  1. Have 3 to 5 consecutive years、Public and verifiable capital markets performance records;
  2. Passed a series of rigorous examinations and qualification reviews designated by the Hong Kong Securities Regulatory Commission。

Operational infrastructure requirements

Enterprises must have a physical office address in Hong Kong,and set up an experienced management team to take charge of daily operations,Ensure compliance and soundness of business operations。

香港9号牌资质收购相关监管与申请信息
Hong Kong No. 9 license plate acquisition

The above conditions constitute the basic compliance framework for the acquisition of Hong Kong No. 9 license。If you have questions about the specific application process or case review details,Welcome to contact Hong Kong Xintong for further information。

About Hong Kong Xintong

GXT-HKComposed of professional teams from mainland China and Hong Kong,Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting,Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate,Helping enterprises to go overseas efficiently and compliantly,Steady global layout。

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Zhou Haoming

Zhou Haoming

Zhou Haoming has experience in the fields of asset management and securities regulatory compliance in Hong Kong. 8 years of experience,Served in key business and compliance positions in a licensed asset management company。He is familiar with the Hong Kong Securities and Futures Commission (SFC) regarding 9 Application conditions for asset management license、Risk control framework requirements、internal compliance system、Compliance rules such as portfolio management control and officer qualification requirements。Zhou Haoming is good at formulating internal compliance manuals and ongoing operational compliance processes that comply with the Securities and Futures Ordinance.。

Areas of expertise:SFC 9 Application for number license、risk control framework、Officer qualification requirements、Securities and Futures Ordinance、Internal Compliance Manual。

Previous institutions:Hong Kong licensed asset management company & SFC Compliance Team

Hong Kong MSO license application case sharing

[Case Sharing] Helping mainland Chinese companies obtain Hong Kong MSO licenses,The first step to achieve cross-border

2026March,Explain that Hong Kong Information Technology is a mainland cross-border enterprise,Cases of successful application for Hong Kong Money Services Operator (MSO) license。Detailed explanation of venue requirements、RO recruitment、Compliance manual preparation and other key aspects,Share practical experience。
U.S. MSB license plate picture

2026The US MSB license just applied for,Experience sharing

2026Sharing of practical cases of successfully obtaining US MSB license in 2018,From customer pain point analysis to compliance plan implementation,Demonstrate in detail how to solve payment docking and bank account compliance issues through license application,Provide reference for enterprises’ international layout。
Singapore company registration:Preferential policies、Basic conditions、Process and Fees|Hong Kong Xintong Financial Compliance Services

Singapore company registration:Preferential policies、Basic conditions、Process and fees

Singapore company registration process includes name approval、Address confirmation、Business scope selection、Steps such as setting up registered capital and arranging directors and shareholders。Singapore offers tax incentives、Subsidy policy,Registration time usually takes 3-5 working days,Help enterprises develop internationally。
Taiwan company registration:Information required by customers and ready-made company transfer|Hong Kong Xintong Financial Compliance Services

Taiwan company registration:Customer required information and ready-made company transfer

Taiwan’s investment environment is stable and transparent,The business tax rate is 17%, which is a competitive advantage,The brand is popular in the mainland market。Japan's ready-made company transfer process is mature。Transfers in both places require the preparation of shareholder information、Company documents and bank account information。
Taiwan food company transfer process

Taiwan food company transfer:Process and fees

Transfer ready Taiwan food company,No debt risk,Complete food safety license and other documents。Professional lawyers simplify the equity transfer process,Quickly complete legal person changes。Suitable for promoting Taiwan food sales,Please consult us for details on specific costs.。
ODI Overseas Investment Filing Guide

ODI overseas investment registration:New mergers and acquisitions and four types of red lines

Hong Kong Xintong provides full-process services for overseas investment registration in Hong Kong,Ensure materials are complete and compliant,Improve registration success rate,Help enterprises successfully conduct cross-border business。
Contact
Agent
Gold License-Compliance Consultant8:00 AM – 11:00 PM
QR
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts