Hong Kong License No. 1Can be distinguished by business typeBig 1 number platewith small number 1 plate。asHong Kong Securities and Futures Commission(SFC) Type 1 regulated activity license regulated under the Securities and Futures Ordinance，Hong Kong No. 1 plate has business functions related to securities trading；andSmall No. 1 license plateUsually focuses on introducing securities firms and guiding securities investors as an intermediary，and achieve business benefits。therefore，From business coverage、From the perspective of license value and market value，The acquisition and transfer fees for a large No. 1 license plate are usually higher than those for a small No. 1 license plate.。
Hong Kong No. 1 plate acquisitionand core influencing factors of transfer fees
The domestic securities market is under periodic pressure，and Shanghai-Hong Kong Stock Connect、In the context of the continued operation of interconnection mechanisms such as Shenzhen-Hong Kong Stock Connect，The long-term development space of the Hong Kong stock market has attracted more investors' attention。Hong Kong as an international financial center，securities market system、The regulatory system and business maturity are both more complete than those in the Mainland.，Therefore, the willingness of mainland and Hong Kong local investors to set up securities companies in Hong Kong has increased significantly.。
In this context，How much does it cost to acquire and transfer Hong Kong No. 1 plate?，This often becomes a key issue that investors must evaluate before entering the Hong Kong securities business.。Actual costs will usually be affected by license type、Business scope、Company History、licensed responsible person(RO) configuration、Compliance records、The influence of factors such as equity structure and transaction delivery arrangements。
Basic requirements for Hong Kong No. 1 license application
Various financial licenses in Hong Kong are approved and issued by the Hong Kong Securities and Futures Commission (SFC)。If mainlanders plan to apply for Hong Kong No. 1 license，Usually the following basic conditions need to be met：
- Already own a Hong Kong company，Or plan to register an overseas company in Hong Kong；
- Arrange 2 licensed responsible persons (RO)，To ensure that securities trading activities can operate in compliance with regulations；
- Establish a business structure and internal control system that complies with the standards of the Hong Kong Securities and Futures Commission；
- The account must have liquid capital and paid-up capital no less than the prescribed requirements.，To prove the company’s financial soundness。
Why more investors choose Hong Kong No. 1 plate acquisition and transfer
The regulatory logic of Hong Kong financial license application and Mainland financial license application、Approval standards、There are certain differences in material requirements and actual implementation levels。For mainland applicants，There are relatively many restrictions on directly applying for a Hong Kong financial license.，The process is also more complex，Therefore, it entered the market through the acquisition and transfer of Hong Kong No. 1 plate.，tend to be more efficient。
If you choose to reapply for a license，Applicants usually also need to apply for a work visa、Provide shareholders with bank account statements for the previous year、Submit RO resume and other compliance documents。In comparison，Acquisition and transfer of existing licenses can be promoted based on existing compliance entities，Helps shorten business preparation cycle。
RO replacement arrangements in the transfer of Hong Kong No. 1 plate
In the process of acquisition and transfer of Hong Kong No. 1 plate，The replacement of the licensed responsible person (RO) is one of the key links。If the acquirer does not yet have the corresponding talent resources to connect，We can use our own channels to help provide the right support，Help customers solve RO configuration problems in a short period of time，And promote the smooth connection between transactions and subsequent compliance operations。
Hong Kong Xintong Hong Kong financial license application and transfer services
We have been deeply involved in the field of Hong Kong financial license processing for a long time，Familiar with the Hong Kong No. 1 plate acquisition and transfer process、Regulatory requirements and practical operations。In order to meet the needs of investors for diversified business development，We now offer 1、2、3、4、6、9A number of Hong Kong Securities and Futures Commission license processing and transfer services。The number of relevant licenses and qualifications is limited，To learn more about the acquisition and transfer fees and options for Hong Kong No. 1 plate，Welcome to further communicate with Hong Kong Information Communications。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
