Following Shanghai-Hong Kong Stock Connect、Shenzhen-Hong Kong Stock Connect officially launched，Securities exchanges and interactions between Hong Kong and the mainland have also continued to strengthen.。
Hong Kong License No. 1 is one of the top ten securities dealer licenses，Equipped with securities trading functions，The number of individuals and entities holding Hong Kong No. 1 licenses ranks first among the ten types of licenses.，As of September 2016，There are 1,093 units holding Hong Kong No. 1 license plate，The number of personal names is 26125，until now，The application for Hong Kong’s No. 1 securities trading license is still a topic of concern to many people.。
Before understanding the Hong Kong No. 1 securities trading license application，Let’s first take a look at the scope of business that can be engaged in with Hong Kong’s No. 1 license，Securities trading activities include providing trading services in stocks or stock options to individuals、Buying and selling bonds for individuals、Scope of services including placement and underwriting of securities。
Hong Kong No. 1 Securities Trading License Application，If an organization wants to apply for a licensed corporation，Need to set up a company in Hong Kong，Hong Kong company or non-Hong Kong company is sufficient；The company's business structure needs to match the business it carries out，And the personnel have the ability to control relevant risks (pass relevant tests)；The company needs to have two or more responsible persons to supervise the regulated activities。
The person in charge needs to be certified by the Securities and Futures Commission of Hong Kong，And more than one person in charge is an executive director specified by the China Securities Regulatory Commission.。This is a prerequisite for applying for a Hong Kong No. 1 securities trading license.。A licensed entity applying for a Hong Kong No. 1 securities trading license，Must have a certain strength background，Meet basic standards of paid-in capital and working capital，It will be more secure when applying。
The Securities and Futures Commission of Hong Kong will review the financial situation of、Academic qualifications、Activity development ability、Conduct review on character and other aspects，conform to
Require
Hong Kong No. 1 license will be issued。The layout of Hong Kong No. 1 license plate，Contribute to the effective implementation of securities transaction obligations，It is also a reflection of the strong strength of the unit enterprise.，However, all activities must be strictly implemented in compliance with the Securities and Futures Ordinance promulgated by the Hong Kong Securities and Futures Commission.。
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