Blog Contact us
Number copied,Please add WeChat to discuss in detail

Hong Kong No. 1 license application:Qualification requirements、Business scope and acquisition proposals

Financial card care question

For domestic securities futures、asset Management、For international trust and private equity fund companies,Successfully obtained relevant financial licenses from the Hong Kong Securities Regulatory Commission,is to participate in international capital market investment、Expand the scope of investment targets、An important compliance path to enrich investors’ product choices。Enterprises carry out business through Hong Kong licensed structures,On the one hand, we can seize investment opportunities in overseas markets.,On the other hand, it also helps improve asset management capabilities and market competitiveness.,Further entering the ranks of international asset management institutions。

Hong Kong License No. 1Core application requirements

Hong Kong No. 1 license is one of the license types that many organizations in the market focus on applying for.。Before the company handles,Need to focus onResponsible personQualification、capital requirements、Key conditions such as company entity and business structure。

Responsible Personnel and Capital Requirements

  1. The applicant organization needs to have at least two heads of the organization。The person in charge of the organization should have relevant industry qualification certificates,Or have five years of relevant industry experience。
  2. Registered capital and working capital need to meet the corresponding application conditions for Hong Kong No. 1 license。

Company entity and business structure requirements

  1. The applicant must be a Hong Kong company,or a foreign company registered with the Hong Kong Registrar。
  2. The company's business structure should be good,And be able to respond reasonably to risks and crises in the business operation process。
  3. The company needs to allocate corresponding directors、Responsible personnel and other key personnel。

Hong Kong No. 1 license can be carried outBusiness scope

Enterprises holding Hong Kong license No. 1,Can carry out financial activities related to securities trading,Including providing customers with stock and stock options trading services,i.e. Stock and Stock Options Brokerage Services;You can also buy and sell bonds for clients;Can also buy or sell mutual funds for clients,并提供单位信托基金配售及报销证券相关服务

Hong Kong No. 1 license applicationandacquisitionPractical suggestions

港信通国际在香港1号牌照办理方面具备十年从业经验,Familiar with the application procedures for various financial licenses。我们现有香港1-9号金融牌照资源在手可匹配不同展业诉求并储备RO人员资源能够满足客户在牌照申请架构搭建及业务落地过程中的多元需求

in practical operation,Most mainland companies combine their own time costs、After business planning and compliance configuration,Will choose to directly acquire the Hong Kong No. 1 license on the market that meets its own requirements。This pathway helps reduce uncertainty during the application process,Reduce communication and approval costs,and promote licensed exhibition arrangements more efficiently。Details of applying for Hong Kong No. 1 license,Please consult Hong Kong Information Network。


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

Article directory

connect:Hong Kong Information Communications Consultant

Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

Hong Kong MSO license application case sharing

[Case Sharing] Helping mainland Chinese companies obtain Hong Kong MSO licenses,The first step to achieve cross-border

2026March,Explain that Hong Kong Information Technology is a mainland cross-border enterprise,Cases of successful application for Hong Kong Money Services Operator (MSO) license。Detailed explanation of venue requirements、RO recruitment、Compliance manual preparation and other key aspects,Share practical experience。
U.S. MSB license plate picture

2026The US MSB license just applied for,Experience sharing

2026Sharing of practical cases of successfully obtaining US MSB license in 2018,From customer pain point analysis to compliance plan implementation,Demonstrate in detail how to solve payment docking and bank account compliance issues through license application,Provide reference for enterprises’ international layout。
Financial card care question

Singapore company registration:Preferential policies、Basic conditions、Process and fees

Singapore company registration process includes name approval、Address confirmation、Business scope selection、Steps such as setting up registered capital and arranging directors and shareholders。Singapore offers tax incentives、Subsidy policy,Registration time usually takes 3-5 working days,Help enterprises develop internationally。
Financial card care question

Taiwan company registration:Customer required information and ready-made company transfer

Taiwan’s investment environment is stable and transparent,The business tax rate is 17%, which is a competitive advantage,The brand is popular in the mainland market。Japan's ready-made company transfer process is mature。Transfers in both places require the preparation of shareholder information、Company documents and bank account information。
Financial card care question

Taiwan food company transfer:Process and fees

Transfer ready Taiwan food company,No debt risk,Complete food safety license and other documents。Professional lawyers simplify the equity transfer process,Quickly complete legal person changes。Suitable for promoting Taiwan food sales,Please consult us for details on specific costs.。
Financial card care question

ODI overseas investment registration:New mergers and acquisitions and four types of red lines

Hong Kong Xintong provides full-process services for overseas investment registration in Hong Kong,Ensure materials are complete and compliant,Improve registration success rate,Help enterprises successfully conduct cross-border business。
Contact
Agent
Gold License-Compliance Consultant8:00 AM – 11:00 PM
QR
13417046218
Scan the QR code to add WeChat
Hong Kong and Chinese team · Senior financial compliance experts