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What are the conditions for applying for Hong Kong No. 1 plate?

Financial card care question

The financial market has been relatively active recently,There is a lot of money flowing into Hong Kong。If your company has financial business in Hong Kong,Then holding a Hong Kong financial license will be very convenient in business,Hong Kong financial licenses are divided into many types,In Hong Kong, financial licenses are divided into licenses 1 to 9.,Each license has different functions and functions。

1The license is a securities trading license,There are also many people who applied for it,It is also relatively difficult to apply,Hong Kong Xintong International helps mainland companies apply for licenses all year round.,Accumulated rich experience,Therefore, based on the past handling experience of Hong Kong Xintong International, it can be simply divided into the following aspects::1,There must be at least two agency heads。The person in charge of the organization needs to have relevant industry qualification certificates or five years of experience in related industries.。

2,Registered capital and working capital need to meet the corresponding Hong Kong No. 1 license application conditions

Require

。3,The company entity needs to be a Hong Kong company,or a foreign company registered with the Hong Kong Registrar。4,The company’s business structure must be good,Able to respond reasonably to risks and crises in the business operation process。5,Corresponding directors are required,Responsible personnel, etc.。Hong Kong License No. 1

Process

:1,Be prepared to comply with the above

Require

application materials。

2,Submit materials to the Securities and Futures Commission of Hong Kong。(Mainly inspect the company’s personnel,financial situation,ability to perform obligations,Robustness) 3,After the cards are dealt,Relevant financial resource declaration forms are also required to be submitted every month.。Hong Kong Xintong International has strong operational capabilities in handling Hong Kong financial license applications,More experienced,There have been 800+ cases of new Hong Kong financial license applications and acquisitions and transfers。

at the same time,In order to allow the boss to launch Hong Kong financial business faster,At the same time, multiple high-quality Hong Kong financial licenses are available for direct transfer.。Conditions for applying for Hong Kong No. 1 license,How to apply for a Hong Kong securities trading license,Hong Kong License No. 1

Process

Wait for related matters,Hong Kong Xintong International has accurate answers。Related products:What are the conditions for applying for Hong Kong No. 1 plate?


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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