Investment activities in the Mainland are limited by the existing system，on the one hand，Domestic economic development requires higher-level investment areas，on the other hand，Exchanges between Hong Kong and Mainland China deepen，In Shenzhen-Hong Kong Stock Connect、Against the background of the opening up of the two major stock mechanisms of Shanghai-Hong Kong Stock Connect，Hong Kong license No. 149 application has new meaning for mainland investors。
Hong Kong No. 149 plate
Application conditions
： These three types of licenses are part of the Securities and Futures Ordinance enforced by the Hong Kong Securities and Futures Commission.、Four、Nine types of regulated business qualification licenses，The functions are securities trading、Securities advisory and asset management。Three are there
Application conditions
There are differences in，There are also overlaps。
- Registered Hong Kong company，Or register an overseas corporation in Hong Kong；
- There are 2 licensed responsible persons，Corresponding license required，Individual license plates can share RO，Hong Kong No. 149 license application only requires 3 licensees；
- Business structure and internal control system that the SFC is satisfied with；
- stable financial situation。
Hong Kong License No. 149 Application for Licensee’s Educational Qualifications、There are corresponding standards for professional experience and qualifications，in line with the above mentioned，You can apply to the Securities Regulatory Commission。 Hong Kong No. 149 plate
Application process
：
- Prepare appropriate application materials，Includes personnel qualification certificates、简历、Company registration certificate、Business scope, etc.。
- Submit application materials to the Securities Regulatory Commission。
- Responsible personnel communicate with the CSRC review department，Including the company’s development direction，Risk control procedures，Company operating model，Asset management programs and more。
- Issue Hong Kong No. 149 plates to individuals who meet the application criteria。 Has ten years of window operation experience in the field of Hong Kong No. 149 license plate application，All Hong Kong financial licenses are now in hand，Meet the needs of various exhibition industries。
The mainland is not familiar with Hong Kong’s financial license application policies and applies blindly.，Hitting the wall abounds everywhere，Ten years of experience in assisting mainland investment companies to obtain qualifications to conduct business in Hong Kong，Provide agency services to customers、transfer、Acquisition and other comprehensive services，At the same time, we have licenses of 1.2.3.4.6.9 to provide services，If you still have doubts about applying for Hong Kong No. 149 license plate，Welcome further communication。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
