Hong Kong License No. 149：business purpose、Application requirements and procedures

2025-05-22

Hong Kong License No. 149 is the three major securities brokerage licenses that mainland companies are concerned about.，Includes No. 1 securities trading license、4Investment Advice License No. 9 and Asset Management License No. 9。With the opening of Shenzhen-Hong Kong Stock Connect，Increased demand for applications，China Securities Regulatory Commission tightens approval process。The agent must meet the requirements of the licensed person in charge、Hong Kong company registration and other conditions，Different licenses have different levels of difficulty。

Overseas company registration

Company maintenance

Category 1：Payments and Remittances

Category 2：Securities/Investment

Category III：Digital Assets/VASP

Category 4：Bank/Insurance/Trust

Category 5：Specific products/others

Continuous Compliance

Compliance Consulting/Review

Asian bank account opening

International bank account opening

wealth management

Immigration/Identity Planning

149Number plate application process

Hong Kong License No. 149：business purpose、Application requirements and procedures

Hong Kong License No. 149 Application：condition、Process and Compliance Handling Key Points