ApplyHong Kong Securities and Futures Commission license：Nine types of business scope and 149 combination application practice9No. license plate can be completed by simply submitting materials.。If the enterprise is using the license、Responsible for staffing、Inadequate preparation for qualification types and change processes，Approval and subsequent business development may face high uncertainty。Hong Kong Xintong has been integrated for many yearsHong Kong financial licenseHandling experience，Assist clients to clearly determine application or acquisition paths，Improve compliance implementation efficiency。
The purpose and application requirements of Hong Kong No. 9 license
According to the classification of the Securities and Futures Commission of Hong Kong，Hong Kong SFC No. 9 (asset Management)Mainly used forAsset management business，Can assist overseas investors in managing their assets，It is also one of the common compliance paths for large domestic private equity companies to expand overseas.。
Hong Kong No. 9 License Application：Conditional requirements and overseas layout practicesThe application requirements are similar to other Hong Kong securities licenses，The applicant usually needs to have more than 2 licensed persons in charge，That is, RO is often called in the market。Among those who serve as RO，At least 1 must be a member of the board of directors。Due to the relative scarcity of qualified licensed responsible persons，When companies consider acquiring Hong Kong license No. 9，Usually, we also focus on whether the target company has the corresponding licensed personnel.。
Hong Kong No. 9 Asset Management License Transfer Process
The transfer of Hong Kong’s No. 9 asset management license requires qualifications、System arrangements for personnel and business undertakings。Generally, it can be advanced according to the following steps：
- Clarify acquisition qualifications：First, it is necessary to confirm whether the license to be acquired holds asset operation qualifications.。Are you qualified to operate assets?，Will directly affect the license value and transaction fees，Therefore, it is necessary to judge in advance whether the "Big 9" is qualified to acquire and hold assets.，It’s still a “small No. 9 license” without relevant qualifications。
- Complete license change：If you need to replace RO，Relevant personnel must meet the prescribed work experience and academic requirements，and complete the corresponding change procedures as required by the Hong Kong Securities Regulatory Commission.。
- Conduct compliance business：After the license change is completed，The enterprise can carry out corresponding asset management business based on the acquired and completed qualifications.。
Core influencing factors of Hong Kong No. 9 license transfer fees
The Hong Kong No. 9 license transfer fee is not a fixed price，Mainly depends on whether the license holds asset operation qualifications、Existing RO configuration、The company’s historical compliance status and complexity of subsequent changes。Generally speaking，Licenses with asset operation qualifications and small No. 9 licenses without qualifications，There will be a significant difference in costs。
therefore，Before a company initiates an acquisition，You should first clarify your business model、Target qualification scope and subsequent business development plan，Re-evaluate whether the subject of the license plate matches，Avoid increasing transactions due to unclear early judgments、Change and compliance costs。
Hong Kong Xintong’s Hong Kong No. 9 license service advantages
Hong Kong Xintong has ten years of experience in the transfer and processing of Hong Kong No. 9 licenses，Long-term follow-up on Hong Kong Securities and Futures Commission license applications、acquisition、RO changes and subsequent compliance matters。Currently, it can be customized according to different business needs of customers.，Assist in matching Hong Kong license resources in various situations，Support enterprises to quickly enter the compliance development stage。
Related products：Application process for Hong Kong No. 149 license。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
