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Application process for Hong Kong No. 149 license

Financial card care question

What does Hong Kong Xintong Peng Yi Aaron do when he applies for Hong Kong license No. 149?

Require

,When applying for a Hong Kong 149 license,If you apply without prior knowledge, it will be very difficult to succeed.,You can consult Hong Kong Xintong International for consultation,The following is a summary of Hong Kong Xintong International’s past management:According to the classification of the Securities and Futures Commission of Hong Kong,The purpose of Hong Kong License No. 9 is asset management,It can help overseas investors manage their assets,It is a common way for large domestic private equity companies to go overseas.。

Hong Kong No. 9 license application is the same as other Hong Kong securities licenses,Hong Kong No. 9 license requires more than 2 licensees, often referred to as ROs,One person serving as RO must be a member of the board of directors,Because it’s hard to find a licensee,So when considering an acquisition,Usually pay attention to whether there are corresponding licensed personnel。

Hong Kong No. 9 asset management license car exclusive transfer process:1.Clarify acquisition qualifications:Do you have a license to operate assets?

cost

there is a gap,Therefore, we must first make it clear that we are acquiring big 9 brands that hold asset operation qualifications.,Still unqualified for a small No. 9 license plate?。2.License change:Replace ro,Required professional and academic qualifications

Require

;3.Expand business:After the change is completed,You can use the acquired qualifications to develop your business。

Hong Kong Xintong International has ten years of experience in the exclusive transfer of Hong Kong No. 9 license plates.,We currently have Hong Kong licenses with different conditions in hand.,Able to meet the needs of various exhibition industries。Related products:Application process for Hong Kong No. 149 license


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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