over the years，Hong Kong Securities and Futures Commission license：Nine types of business scope and 149 combination application practiceCategory 1、Type 4 and Type 9 regulated activity licenses，Continuously attracts the attention of mainland asset management and financial services institutions。As the mainland's financial industry develops rapidly driven by the dividends of reform,，More and more companies hope to take advantage of Hong Kong’s mature financial regulatory system and international capital market，Promote cross-border business layout。
past year，Transferred by Hong Kong Information CommunicationsHK financial licensemore than forty，The acquirers are all mainland companies。Different license plate types、Business qualifications、History and combination structure，Will directly affect the transfer fee；in，Combination licenses are usually more expensive than a single license。The price of a single license plate is currently at a relatively low level in history.，对于计划收购HK financial license并快速进入合规经营阶段的企业而言，At this stage, it has certain window value。
at present，Hong Kong Xintong has a set of Hong Kong Category 1、Type 4 and Type 9 financial licenses are transferable。If the company has an acquisition、Due diligence、Changes and subsequent compliance operational needs，You can contact the Hong Kong Information Communications Consulting Team，We will provide professional docking and full-process support。
Hong Kong Financial License Transfer Fee Instructions
The Hong Kong financial license transfer fee is not a fixed amount，Usually based on license type、Whether it is a combination license、Company historical background、business records、Staffing、Comprehensive assessment of compliance status, transaction structure and other factors。Generally speaking，Category 1、Category 4、Category 9 and other popular licenses due to high market demand，Especially the transfer of combinations of multiple types of licenses，The price will be relatively higher。
When companies evaluate transfer costs，Don’t just focus on the license quotation itself，Company debts should be checked simultaneously、regulatory records、Past business risks、Responsible for personnel arrangements and subsequent change costs，Ensure that the acquisition can be successfully undertaken and continue to meet the regulatory requirements of the Hong Kong Securities Regulatory Commission。
Basic requirements for applying for a Hong Kong financial license
Apply for a Hong Kong financial license，Institutions need to meet the subject qualifications of the Hong Kong Securities Regulatory Commission、business structure、internal control、Requirements for staffing and risk management capabilities。Specifically include：
- The applicant must be a company incorporated in Hong Kong，or a non-Hong Kong company registered with the Hong Kong Companies Registry。
- The company must have a suitable business structure、Good internal control system and qualified personnel，and be able to effectively manage risks that may be faced in the business。
- For each type of regulated activity applied for，At least two responsible officers must be appointed，Directly supervise the conduct of relevant regulated activities。
- For each type of regulated activity applied for，There must be at least one responsible person who can supervise the relevant business at all times。
- Among the responsible officers to be appointed by the organization，At least one must be an executive director as required by the Securities and Futures Commission of Hong Kong。
- All executive directors of an organization must seek approval from the Securities and Futures Commission of Hong Kong，to become responsible。
After meeting the above basic conditions，The Hong Kong Securities and Futures Commission will also conduct a review of the competence and suitability of the principal responsible persons.，To confirm whether it has the professional capabilities required to continue to carry out regulated activities、Integrity record and management level。
Hong Kong Securities and Futures Commission review key points
When reviewing license applications and the qualifications of relevant responsible persons, the Hong Kong Securities and Futures Commission，Usually the following aspects will be focused on：
- Financial position and solvency。
- Educational qualifications、Other qualifications or relevant industry experience。
- Are you capable of doing your job competently?、Conduct relevant regulated activities honestly and fairly。
- Reputation、character、Reliability and financial soundness。
For companies planning to apply for or acquire a Hong Kong financial license，Preliminary material preparation、Personnel qualification matching、Business plan design and internal control system establishment，Will affect the overall approval efficiency and transaction landing quality。
Hong Kong’s financial market advantages and the value of Hong Kong ICT services
Hong Kong is an important offshore and non-offshore center for Asia’s financial markets。Regardless of the maturity of the regulatory structure、Accumulation of professional knowledge，Or in terms of financial product development capabilities?，Hong Kong is at the forefront of international financial markets，It is also one of the preferred platforms for international investors to explore the Asian market.。
The Hong Kong Xintong team relies on the geographical advantages of Hong Kong and Shenzhen，Provide long-term listing guidance for mainland enterprises、Professional services such as financial license acquisition and license application and establishment。We have been serving financial licensed institutions for thirteen years，Able to quickly refine the division of labor after accepting the client's entrustment，Around license application、License transfer、regulatory communications、Material preparation、Provide systematic support for due diligence and subsequent compliance maintenance.，Help companies advance Hong Kong financial license applications in a relatively short period of time。
at present，Hong Kong Xintong has clean Hong Kong financial license transfer resources。If the business owner has a Hong Kong financial license, apply for it、Apply for establishment、Acquisition, transfer or compliance operation needs，You can contact Hong Kong Information Communications，Get professional assessment and customized solutions。
About Hong Kong Xintong
GXT-HKComposed of professional teams from mainland China and Hong Kong，Focus on providing global company registration、Financial license application、Bank account opening、One-stop cross-border services such as tax financial planning and compliance consulting，Core covers Hong Kong MSO license、Hong Kong Insurance Brokers and Hong Kong Money Lenders Licenses、US MSB license、Hong Kong 149 license、9license plate，Helping enterprises to go overseas efficiently and compliantly，Steady global layout。
