Continuing the market popularity from the previous year，This year there are still many mainland and Hong Kong companies that have passed new applications orAcquisition methodobtainHong Kong license number 9。Enterprise layoutHong Kong license number 9core purpose，It is to further assist customers in overseas investment allocation.，Improve international asset structure。Hong Kong License No. 9 is essentiallyAsset management license，Similar to the private equity fund license often mentioned in Mainland China，Can be used to issue private equity funds or public funds and other asset management businesses。
Hong Kong No. 9 license applicationProcess and business value
The application for Hong Kong No. 9 license usually revolves around the company structure、Responsible person、business plan、Elements such as compliance systems and funding arrangements are expanded。Enterprises need toHong Kong Securities and Futures Commission(SFC) Submit application materials，And accept SFC for the applicant、Personnel qualifications、internal control、Strict review of investor protection mechanisms and other aspects。Only if the application conditions meet regulatory requirements，and can effectively protect the interests of investors’ assets.，SFC will approve and issue Hong Kong No. 9 license。
For companies that want to expand overseas asset management business，Hong Kong’s No. 9 license is not only the basis for compliance operations，It also connects domestic and overseas capital markets.、An important tool to improve international asset allocation capabilities。
Hong Kong No. 9 license case analysis
Case 1：Zhongcheng Bank Trust was awardedHong Kong 4、9license plate
Zhongcheng Yinxin applies for Hong Kong No. 9 license，Closely related to the “One Belt, One Road” national strategy to drive the overseas development of enterprises。With the support of national strategy，Enterprises can rely on relevant policy environments，enjoy tax、Support such as subsidies，and further expand overseas investment territory。
In this context，Whether business or individual，There is a need to quickly allocate diversified overseas assets.。As a mainland holding group，After Zhongcheng Yinxin completed the Hong Kong No. 9 license application，Able to allocate international high-tech assets more efficiently、tourism assets、Agricultural assets, etc.，Form strong synergy with its own development direction。
In addition to meeting its own overseas asset allocation needs,，Zhongcheng Yinxin also hopes that within the next five to ten years，Develop more diversified plans for customers、Customizable asset allocation solutions。Hong Kong 4、9Obtaining license plate，Helps break down barriers between domestic and overseas assets，Further expand market integration capabilities。
Case 2：Zhuoxin International acquires Hong Kong financial license
Zhuoxin International is a Hong Kong listed company，And completed a large-scale merger and acquisition in May this year，Directly acquired two companies for HK$30 million，obtained at the same timeHong Kong 1、4、9license plate。The two companies involved in the transaction are an asset management company and a securities company.。
Acquisition of Hong Kong1 through acquisition、4、9after number plate，Zhuoxin International also has the ability to carry out securities transactions、Business scope of securities investment consulting and securities brokerage related businesses。The Hong Kong market plays an important leverage role in the international financial system，Can help investors invest more effectively，and leveraging more valuable international assets。
What needs special reminder is that，If an enterprise plans to apply for a new Hong Kong license No. 9，If the name of a subsidiary established in Hong Kong contains words such as "asset management"，It is usually more conducive to reflecting business positioning and application logic.。
Core requirements for Hong Kong No. 9 license application
The Hong Kong No. 9 license application conditions are mainly reflected in two aspects: personnel requirements and company requirements.。The number of organizations applying for Hong Kong license No. 9 has continued to increase in the past two years.，Especially mainland asset management companies，Hope to carry out overseas asset allocation through Hong Kong No. 9 license，Therefore, the regulatory approval process is becoming more and more rigorous.。
Personnel requirements
Applying for Hong Kong No. 9 license usually requires responsible personnel and licensed personnel who meet SFC requirements.。Relevant personnel should have experience matching the asset management business、Professional capabilities and compliance awareness，And be able to assume actual management and supervisory responsibilities in business operations。
Company requirements
The applicant should be a formal Hong Kong corporation，and have a clear business model、Compliance Operation Arrangements、Internal control system and sufficient operating resources。SFC will focus on reviewing the equity structure of the applicant company、Management team、business plan、Compliance system and risk control capabilities，ensure that it has continuous、Ability to carry out regulated activities in compliance with regulations。
Hong Kong license number 9Application process
The main process of Hong Kong No. 9 license application，It is the applicant company that submits complete application materials to SFC.，The SFC will strictly review the applicant's conditions.。The focus of the review includes company background、Responsible personnel qualifications、business plan、Compliance system、Financial strength and investor protection arrangements, etc.。Only if the application materials are sufficient、Clear business logic、When personnel and company conditions meet regulatory requirements，Applying will have a better foundation for passing。
Hong Kong Xintong deeply develops financial license processing services in China and Hong Kong，Ten years of senior management experience，Has assisted more than 500 companies to obtain Hong Kong financial licenses。Regardless of whether the company chooses a new application or a direct acquisition，We can formulate executable solutions based on the actual situation.，and remain competitive in terms of quotations，20% off below the price of competitors。
In the long-term process of docking with the China Securities Regulatory Commission，We have accumulated a large amount of processing resources，Ability to assist those who have not yet been assigned the responsibility、individual licensee，Or don’t know how to register a Hong Kong company?、Which type of Hong Kong company to choose as a client，Complete overall planning from architectural design to license application。
Currently we have ready-made Hong Kong 1、4、9Licenses are available for direct transfer。If the company needs to know more about the Hong Kong No. 9 license application conditions、Application process、Acquisition arrangements and license details，Welcome to contact Hong Kong Information Communications Consultants directly for detailed communication。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
